Summary
Overview
Work History
Education
Skills
Certification
Languages
Timeline
Generic

Gabriela Rubio

Brea,USA

Summary

Paraplanner and advisor support with expertise in risk management, project coordination, and relationship building. Proven ability to resolve customer issues with precision and efficiency. Knowledgeable in a variety of financial products, applying comprehensive skills to daily operations.

Overview

20
20
years of professional experience
1
1
Certification

Work History

Senior Financial Associate

RBC Wealth Management
Newport Beach, CA
01.2010 - 09.2023
  • Created financial plans based on client goals and timelines.
  • Identified and selected municipal, corporate, and treasury bonds for diverse client accounts.
  • Handled all equity transactions while rebalancing portfolios within Portfolio Focus framework.
  • Tracked pipeline opportunities to uncover new investment avenues.
  • Produced performance reports and facilitated comprehensive client review meetings.
  • Managed daily operational tasks related to account and portfolio upkeep.

Client Service Associate

LPL Financial Services
Irvine, CA
01.2007 - 01.2008
  • Acted as main liaison for cultivating client relationships.
  • Responsible for client onboarding and providing general administrative support.
  • Coordinated client appreciation events.
  • Interfaced with third-party managers on portfolio attribution.

Sales Support / Brokerage Service Representative

WM Financial / JP Morgan Chase
Irvine, CA
01.2004 - 01.2007
  • Deliver operational support to twenty financial advisors in the Northwest region
  • Serve as liaison and conduct new employee training
  • Provide equity and fixed income trade execution and money movement

Education

Bachelor of Science - Business Administration – Finance, Real Estate and Law

California State University
Long Beach, CA
05.2004

Skills

  • Bloomberg Terminal
  • Thomson Reuters
  • TradeWeb Direct
  • Financial Planning Software - E-money / MoneyGuidePro / Right Capital
  • CRM - SalesForce / Redtail / Wealthbox
  • Microsoft Office

Certification

  • CERTIFIED FINANCIAL PLANNER®
  • FINRA Series 7, 63, 65
  • California Department of Insurance Lic. #0F21299

Languages

Spanish
Native/ Bilingual

Timeline

Senior Financial Associate

RBC Wealth Management
01.2010 - 09.2023

Client Service Associate

LPL Financial Services
01.2007 - 01.2008

Sales Support / Brokerage Service Representative

WM Financial / JP Morgan Chase
01.2004 - 01.2007

Bachelor of Science - Business Administration – Finance, Real Estate and Law

California State University

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