Dynamic compliance professional with extensive experience at the Consumer Financial Protection Bureau, excelling in ethical decision-making and advanced analytical skills. Adept at fostering collaboration and guiding teams to achieve excellence in complex regulatory environments.
Overview
14
14
years of professional experience
1
1
Certification
Work History
Commissioned Senior Examiner
Consumer Financial Protection Bureau
05.2015 - Current
Effectively communicated complex findings to senior management at financial institutions, helping them understand necessary improvements required for compliance.
Supported junior examiners by providing guidance on complex issues and sharing expertise in specialized areas.
Identified areas of risk within organizations, conducting thorough reviews of internal controls and procedures.
Mitigated potential regulatory violations by proactively addressing policy gaps discovered during examinations.
Coordinated closely with other Senior Examiners while working on large-scale examinations, ensuring effective resource allocation and timely completion.
Participated in cross-functional teams that focused on creating solutions for challenging regulatory issues encountered during examinations.
Developed strong relationships with financial institutions, fostering open communication channels for effective examinations.
Assisted in the creation of comprehensive examination reports, ensuring clear communication of findings to stakeholders.
Mentored new examiners on the team, providing guidance and support to help them excel in their roles.
Compliance Officer
Citizens Bank
09.2011 - 06.2015
Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
Reduced legal risks, conducting regular compliance audits and ensuring all departments adhered to laws and regulations.
Oversaw implementation of compliance software solution, enhancing tracking and reporting of compliance data.
Demonstrated adaptability in response to evolving industry standards, maintaining best practices in a dynamic regulatory environment.
Strengthened company reputation with development and implementation of effective compliance training program for all employees.
Education
BBA - Business Administration
Salve Regina University
Newport, RI
06-2002
Skills
Ethical decision-making
Regulatory interpretation
Advanced analytical skills
Research and evaluation skills
Policy interpretation
Teamwork and collaboration
Certification
Commissioned Senior Examiner Consumer Financial Protection Bureau - 2021
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
swipe to browse
Timeline
Commissioned Senior Examiner
Consumer Financial Protection Bureau
05.2015 - Current
Compliance Officer
Citizens Bank
09.2011 - 06.2015
BBA - Business Administration
Salve Regina University
Similar Profiles
Althea KireilisAlthea Kireilis
Associate Director at Consumer Financial Protection BureauAssociate Director at Consumer Financial Protection Bureau