Gregory Van Anne
Littleton,CO
Summary
Financial markets professional with a background in equity trading, order execution, trade compliance, and client relationship management. Enjoys supporting active trading desks, monitoring liquidity and pricing, and helping maintain accurate, responsive execution across client accounts.
Overview
1
1
Certification
32
32
years of professional experience
Work History
Equity Sales Trader
The Benchmark Company/StoneX Group LLC
Littleton, Colorado
01.2012 - 10.2026
- Collaborated with sales teams to align equity strategies with client trading objectives.
- Developed and maintained client accounts through responsive service and professional relationship management.
- Operated as broker-dealer in New York to support client transactions.
- Monitored live markets to track pricing, liquidity, and order-flow shifts.
- Established Denver office location to expand market presence.
Loan Originator
Pulte Mortgage Group
Centennial, Colorado
01.2021 - 01.2022
- Oversaw portfolio of 100+ active loans, ensuring compliance and timely processing.
- Analyzed loan application data to match clients with suitable loan products.
- Identified loan file discrepancies, collaborating with Underwriting and Capital Markets teams for resolution.
Head Trader 2009-2012, Senior Equity Trader 2004-2009
ICON Advisers Inc.
Greenwood Village, Colorado
01.2004 - 01.2012
- Error-free trading track record for over eight consecutive years.
- Performed Head Trader duties for fourteen domestic and three international mutual funds as well as several institutional and separately managed accounts.
- Traded all equity and index options. Executed currency forward transactions.
- Communicated daily market conditions to Portfolio Managers, ensuring timely updates on news and broker flow.
- Assumed trading responsibilities for fixed income instruments and international equities, maintaining operational continuity.
- Performed all back office duties, domestic and international, as a result of staff reduction.
- Collaborated with team to develop in-house Transaction Cost Analysis (TCA), reducing reliance on external vendors.
- [Investment management firm]
Equity Sales Trader
Janco Partners
Greenwood Village, Colorado
01.2002 - 01.2004
- Managed diverse accounts for telecom boutique firm during rapid expansion of satellite radio and service providers.
- Operated as a broker dealer in Denver, focusing on telecommunications
- Monitored market conditions and quoted live prices across equity orders
- Communicated trade ideas and execution updates with institutional sales teams
Equity Trader
Berger Funds LLC
Cherry Creek, Colorado
01.2000 - 01.2002
- Performed trading duties for ten mutual funds with $3 billion in assets under management.
- Collaborated with investment team to relay critical market and company news.
- Supported investment management firm initiatives to enhance operational effectiveness.
Assistant Trader/ Equity Sales Trader
Tucker Anthony/Cleary Gull
Denver, Colorado
01.1998 - 01.2000
- Developed and managed new equity sales accounts to expand client base.
- Assisted top producing equity sales traders by analyzing stocks, making informed market calls, executing trades, and handling all back office operations.
- [Milwaukee based broker dealer with research in various sectors]
Compliance Associate/Settlements
INVESCO Funds
Greenwood Village, Colorado
01.1995 - 01.1998
- Reviewed fund holdings for adherence to fund objectives, safeguarding compliance and integrity.
- [Investment management firm]
- Monitored fund compliance against SEC, FINRA, and internal policy requirements at Invesco Funds.
Education
Bachelor of Arts - Economics
University of Colorado
Denver, COSkills
- Bloomberg Tradebook, Liquidnet, ConvergEx, Charles River OMS, Brass OMS, Broker algorithms, Salesforce, MS Office
- Bloomberg Tradebook
- Liquidnet
- ConvergEx
- Charles River OMS
- Brass OMS
- Broker algorithms
- Salesforce
- MS Office
- Client management
- Analytical thinking
- Attention to detail
- Decision making
- Industry awareness
- Relationship building
- Communication effectiveness
Certification
- Series 6, 7, 55, 63 certification
Timeline
Loan Originator
Pulte Mortgage Group
01.2021 - 01.2022
Equity Sales Trader
The Benchmark Company/StoneX Group LLC
01.2012 - 10.2026
Head Trader 2009-2012, Senior Equity Trader 2004-2009
ICON Advisers Inc.
01.2004 - 01.2012
Equity Sales Trader
Janco Partners
01.2002 - 01.2004
Equity Trader
Berger Funds LLC
01.2000 - 01.2002
Assistant Trader/ Equity Sales Trader
Tucker Anthony/Cleary Gull
01.1998 - 01.2000
Compliance Associate/Settlements
INVESCO Funds
01.1995 - 01.1998
Bachelor of Arts - Economics
University of Colorado