Summary
Overview
Work History
Education
Skills
Certification
Timeline
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Griffin Caraccioli, CPFA®

Baton Rouge

Summary

Hardworking, highly motivated, and teachable professional eager to lend combined knowledge and skills to enhance business performance. Operates well in both individual and team capacities, leveraging work ethic to quickly adapt to different processes and drive company objectives. Results driven with a passion for growth

Overview

2
2
years of professional experience
1
1
Certification

Work History

Universal Banker

First Horizon Bank
06.2024 - Current
  • Supported branch operations, ensuring compliance with all federal and state regulations as well as bank policies.
  • Facilitated smooth transactions by adeptly handling cash deposits, withdrawals, check processing, and loan payments.
  • Cashed checks, accepted deposits and withdrawals within assigned limits
  • Opened checking, savings, money market and certificates of deposit accounts.
  • Identified customer financial needs through in-person efforts, cold calls, referrals, and marketing while providing strong product knowledge and quality service.
  • Investigated customer inquiries and resolved discrepancies in helpful and timely manner.

Financial Planner

Hays Breard Financial Group
10.2023 - 05.2024
  • Built strong relationships with clients through consistent communication and proactive portfolio updates.
  • Managed client portfolios, including asset allocation, rebalancing, and risk management.
  • Assisted senior advisors with trading/maintaining portfolio
  • Researched and evaluated potential investment products for clients.
  • Presented financial plans and investment recommendations to clients.
  • Managed sensitive client information with utmost discretion.
  • Provided exceptional customer service, fostering positive word-of-mouth referrals from satisfied clients.
  • Explained to clients personal financial advisors responsibilities and types of services to be provided.

Registered Representative

Cetera Investors
08.2023 - 10.2023
  • Interviewed clients to better understand financial positions and assets ready for investment.
  • Shared details regarding financial products and services with clients.
  • Became fluent in financial planning software AdviceWorks/ SmartWorks/Emoney/ ATS
  • Learned and followed all organizational policies and procedures to maintain safe and professional working environments.

Finance Intern

Cetera Investors
06.2022 - 08.2023
  • Reviewed case studies and presented solutions/recommendations to my supervisor.
  • Conducted mock client meetings/ sales calls.
  • Received training on building retirement income plans using advanced time segmentation.
  • Aided constructive forecasting by assisting with financial model development.
  • Spent time reviewing material that would be on the licensing exams.

Education

Bachelor Of Science - Business

Louisiana State University And A&M College
Baton Rouge, LA
05.2023

Catholic High School
Baton Rouge, LA
05.2018

Skills

  • Teachable
  • Detail oriented
  • Teamwork oriented
  • Interpersonal Communication
  • Time management
  • Self-motivated
  • Investment Guidance

Certification

  • LA Life, Accident, and Health or Sickness Insurance License
  • Securities Industries Essentials (SIE)
  • Series 7- General Securities Representative
  • Series 66- Investment Advisor Representative
  • CPFA- Certified Plan Fiduciary Advisor

Timeline

Universal Banker

First Horizon Bank
06.2024 - Current

Financial Planner

Hays Breard Financial Group
10.2023 - 05.2024

Registered Representative

Cetera Investors
08.2023 - 10.2023

Finance Intern

Cetera Investors
06.2022 - 08.2023

Bachelor Of Science - Business

Louisiana State University And A&M College

Catholic High School

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Griffin Caraccioli, CPFA®