Summary
Overview
Work History
Education
Skills
Certification
Timeline
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Jacqueline Giordano

Jacqueline Giordano

New York,NY

Summary

Dynamic and detail-oriented Internal Auditor with a solid foundation in auditing principles, risk management, and regulatory compliance. Demonstrated ability to collaborate effectively with cross-functional teams, communicate audit findings clearly, and provide actionable recommendations to enhance operational efficiency and mitigate risks. Committed to continuous learning and professional development to stay abreast of evolving industry standards and best practices in the field of internal auditing.



Overview

4
4
years of professional experience
1
1
Certification

Work History

Senior Internal Auditor

EDelta Consulting
07.2023 - Current
    • Enhance operational efficiency through the development and implementation of risk-based audit plans.
    • Support continuous improvement initiatives by collaborating with cross-functional teams to identify opportunities for process optimization.
    • Ensure compliance with regulatory requirements and company policies through meticulous audits and effective communication with management.
    • Strengthen financial reporting accuracy by examining accounting records, verifying transactions, and reconciling discrepancies.
    • Present clear, concise audit findings to senior management, offering actionable recommendations for improvements.
    • Document the RCM to clearly outline each identified risk, its corresponding control(s), and the assessment of control effectiveness.
    • Select a representative sample of transactions, customer accounts, and other relevant data for testing purposes, ensuring coverage across different risk categories and business units.
    • Document testing procedures, findings, and observations in detail, providing clear evidence to support conclusions and recommendations for improvement.

AML Analyst

Industrial Commercial Bank of China
08.2021 - 07.2023
  • Conducted periodic internal account or customer reviews to identify potentially suspicious activity.
  • Documented research findings to support risk-based decision-making and resolution to escalated fund incidents.
  • Conducted quartiles wire review, loan reviews, remote deposit check reviews, and data analytics.
  • Identified potential threats, vulnerabilities and suspicious behavior patterns and recommended mitigation measures.
  • Conducted in-depth reviews to ensure false positive searches are ran on clients.

KYC Governance

MEGA INTERNATIONAL COMMERCIAL BANK
09.2019 - 03.2020
  • Performed target testing to ensure compliance with all internal and external rules and regulations.
  • Drafted recommendations to improve policies, procedures, potential efficiencies, and controls.
  • Participated in regulatory examination and audits.
  • Implemented process improvement changes to the Customer Risk Rating that minimized exposure to potential threats.

Education

Associate of Applied Science -

Rockland Community College
Suffern, NY
05.2016

Skills

    IIA (Institute of Internal Auditor)Proficient in Microsoft products, Patriot Officer, Jack Henry, SharePoint, LexisNexis, World Check, Adobe, Nitro, Prime, SECgov, LEI, ICIJ, CLEAR, SWIFT, OFAC, FinCen 311, FINRA

Certification

Anti Money Laundering Certification (ACAMS)

Timeline

Senior Internal Auditor

EDelta Consulting
07.2023 - Current

AML Analyst

Industrial Commercial Bank of China
08.2021 - 07.2023

KYC Governance

MEGA INTERNATIONAL COMMERCIAL BANK
09.2019 - 03.2020

Associate of Applied Science -

Rockland Community College

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Jacqueline Giordano