James Carson
Houston,TX
Summary
Detail-driven Compliance Officer focused on maximizing company compliance with applicable laws and standards. Knowledgeable about internal controls, process evaluations and procedural reviews.
Overview
22
22
years of professional experience
Work History
Compliance
Harmony House
09.2002 - 10.2023
- Enhanced regulatory compliance by implementing effective policies and procedures.
- Reduced risk of non-compliance through regular audits and monitoring activities.
- Streamlined internal processes by updating and maintaining accurate compliance documentation.
- Increased efficiency in reporting by automating data collection and analysis for regulatory submissions.
- Developed training materials to educate employees on relevant rules, regulations, and best practices for maintaining compliance standards.
- Conducted thorough investigations into potential violations, recommending corrective actions when necessary.
- Supported management in developing a culture of compliance throughout the organization.
- Contributed to the successful completion of external audits by working closely with auditors and providing requested documentation in a timely manner.
- Maintained up-to-date knowledge of industry trends, emerging issues, and changes in regulations that could impact the organization''s compliance status.
Security Consultant
Summit Securiity Services
08.2001 - 09.2002
- Promoted adherence to safety protocols by ensuring proper equipment handling and material use.
- Applied software patches immediately upon release to alleviate network penetration attempts.
- Increased operational efficiency and accuracy by implementing improved records management systems.
- Trained new personnel on communications protocols between aircraft and ground teams.
- Identifiied and resolved seciurity vunerabilies.
- Developed improvement initiatives by implementing effective emergency resolution.
Education
High School Diploma -
Robert E. Lee
Houston, TXSkills
- Time management
- Organizational skills
- Policy implementation
- Microsoft Excel
- Microsoft Word
- Various Databases
- Program Management
- Supervise Program Staff
- Process improvement
- Data analysis
- Attention to detail
- Interpersonal skills
- Project management
- Decision making
- Team collaboration
- Adaptability
- Ethical decision-making
- Analytical thinking
- Multitasking
- Compliance monitoring
- Critical thinking
- Problem-solving abilities
- Conflict resolution
- Audit management
- Auditing Processes
- Risk Management
- Internal Controls
- Federal and State Regulations
- Policy Analysis
- Reporting Requirements
- Compliance Reviews
- Deficiency Documentation
- Project Coordination
- Document Review
- Trend Monitoring
- Internal Audits
- Public Safety
- Facility Inspection
- Fraud Investigation
- Safety Audit Support
- Records Review
- Vulnerability Examination
- Violation Reporting
- Business Operations
- Compliance Reporting
- Data Entry
- Cybersecurity Protocols
- Conflict Management
- Employee Relations
- Database Management
Timeline
Compliance
Harmony House
09.2002 - 10.2023
Security Consultant
Summit Securiity Services
08.2001 - 09.2002
High School Diploma -
Robert E. Lee
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