James Curran
Manalapan,NJ
Summary
Operational Risk & Control professional with track record of implementing and expanding a risk and control framework across a global organization. Leads diverse global team managing data capture, analysis, governance, and escalation routines to communicate risk framework assessment and suggested areas of focus.
Overview
24
24
years of professional experience
Work History
Global Head of Operational Risk & Control
Global Banking & Markets Finance, Bank Of America
10.2017 - Current
- Established Risk and Control Framework for Global Banking and Markets Finance across 22 global locations impacting +1,300 associates
- Lead a diverse team across 6 global locations accountable for: KRIs, Audit and Regulatory Engagement, Issue Management, Operational Events, Data Management, RCSA, and various Enterprise initiatives
- Risk and Control Routines Include: Analysis, Governance, Review and Challenge, Reporting, and Executive Management Escalation Routines
- Enterprise-wide collaboration including: Trading, Banking, Compliance, Audit, Internal Regulatory, CFO, Technology, and Operations
Director, FICC Finance
Bank Of America Merrill Lynch
10.2000 - 09.2017
- Held various Fixed Income, Currency, and Commodities (FICC) Finance Director roles leading teams executing product control, middle office, and trade support responsibilities
- Items of note during this time include: driving automation to enhance efficiency and control, managed enterprise effort to support Regulatory Requirement for trade reporting, drove re-engineering effort to compress the financial close timeline, managed remediation of various regulatory required actions (MRAs)
Skills
- Executed Global Initiatives
- Effective navigation across a global franchise for issue resolution and relationship building
- Decision making, analysis, influencing, and team building skills
- Effective communication to all levels of the organization, including executive level management
- Recurring Regulator engagement and history of successful remediation of Regulator required actions (MRAs)
Timeline
Global Head of Operational Risk & Control
Global Banking & Markets Finance, Bank Of America
10.2017 - Current
Director, FICC Finance
Bank Of America Merrill Lynch
10.2000 - 09.2017
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