James Ramos
Rowlett,TX
Summary
I am an accomplished and effective leader with over 6 years of leadership experience and 10 years of Information Technology experience. When facing challenges I am not afraid to confront business realities and take action to achieve positive results. I hold myself to a high standard and consistently demonstrate integrity. I take pride in my networking skills, partner great with others, and I communicate flexibly with individuals of all levels. With these skills I know I will be a valued member of your team and I look forward to discussing my qualifications with you further.
Overview
5
5
years of professional experience
Work History
Senior Compliance Analyst
Texas Capital Bank
Dallas, TX
04.2022 - Current
- Collaborated with various departments within the organization to ensure all activities are conducted in compliance with applicable laws.
- Conducted risk assessments to identify areas of non-compliance with regulatory standards.
- Monitored and reported on compliance metrics and performance indicators.
- Provided detailed, understandable risk and compliance concepts to key stakeholders.
- Managed all identified or self identified Issues for IT infrastructure.
- Managed all identified or self identified Penetration findings for IT infrastructure.
- Uplifted vulnerability managements process and exception process.
- Collaborated with legal and operational teams to address compliance issues and implement corrective actions.
- Facilitated the investigation of compliance breaches and the implementation of disciplinary measures.
- Lead multiple Internal Audit assessments, Exams, FDIC Exams and Internal controls testing.
- Created plans to improve and correct operations in order to stay compliant.
- Managed multiple projects to ensure remediation was completed by the target date set.
Compliance Specialist (OC/T)
US Army
Grand Prairie, TX
12.2019 - 12.2021
- Assisted units with planning, preparation, execution, and evaluation of realistic and doctrinally training exercises.
- Provided job specific and functional area assistance to units on doctrinal matters related to mobilization, deployment, combat readiness, training, logistics, and administration.
- Provided feedback to units through professional After-Action Reviews and written reports.
- Served as a Unit Mobilization Assistor to ensure preparation, mobilization, and validation of units IAW FORMDEPS for war or contingency operations.
- Mitigated risk by coordinating plans and specifications to maintain safety and compliance.
- Identified key issues regarding workflow processes by assisting unit commanders with quality reviews.
Education
Some College (No Degree) - Business Management
Dallas Community College
Richardson, TXSome College (No Degree) - Senior Leadership Course
US Army
Fort GordonInstructor Certification -
Faculty Development Instructor Course
Phoenix, AZNCOIC Observer, Coach, Trainer - Compliance
First Army
Fort Hood, TXTimeline
Senior Compliance Analyst
Texas Capital Bank
04.2022 - Current
Compliance Specialist (OC/T)
US Army
12.2019 - 12.2021
Some College (No Degree) - Business Management
Dallas Community College
Some College (No Degree) - Senior Leadership Course
US Army
Instructor Certification -
Faculty Development Instructor Course
NCOIC Observer, Coach, Trainer - Compliance
First Army