Cherie Seale
Brentwood,TN
Summary
Experienced professional in client relations with an extensive background in elevating client satisfaction. Dedicated to providing comprehensive support and fostering collaboration within Financial Advisor teams. Adaptable to evolving needs and adept at strategic problem-solving. Excels in effective communication with clients. Possesses Series 7 and Series 66 licenses, well-equipped to navigate the complexities of the financial industry.
Overview
42
42
years of professional experience
1
1
Certification
Work History
Senior Client Specialist
R W Baird
10.2024 - Current
- Support Financial Advisor Team with reports and updates regarding client needs
- Client onboard processing
- Process daily client requests - money movement, journals
- Scan checks for deposits; process mobile deposits
Senior Registered Client Specialist
B Riley Wealth Management
11.2016 - 10.2024
- Support Financial Advisor Team with reports and updates regarding client needs
- Client onboard processing
- Process daily client requests - money movement, journals
Administrative Assistant
Dr. Robert Justus
01.2012 - 10.2016
- Check in patients and schedule appointments
- Collect monies due and verify patient insurance
- General office work
Administrative Assistant
Waddell & Associates
01.2004 - 01.2005
- Processed IRA contributions
- Issued required minimum distributions for clients IRA’s
- Input sales transaction and calculated cost bases of clients investments
- Assisted clients with information regarding their investment accounts
Administrative IRA Specialist
Morgan Keegan
01.2003 - 01.2004
- Set up clients IRA accounts
- Processed required minimum distribution for clients IRA’s and processed IRA contribution and distributions
Cashier/Administrative Assistant
Morgan Keegan
01.2001 - 01.2003
- Processed monies and stock certificates received into accounts
- Input sales transactions
- Assisted clients with information regarding their investment accounts
Operations Manager
Wunderlich Securities
01.1990 - 01.2001
- Managed four sale assistants
- Input sales transactions and assisted clients with information regarding their investment accounts
- Assisted brokers with sales
Cashier/Wire Operator
Union Planters National Bank
01.1983 - 01.1990
- Processed monies, stock and bond certificates from clients
- Input sales transactions
Education
Business -
University of Memphis
01.1986
Skills
- Client needs assessment
- Excellent communication
- Teamwork and collaboration
- Problem-solving abilities
- Time management
Certification
Licensed Series 7 and Series 66
Timeline
Senior Client Specialist
R W Baird
10.2024 - Current
Senior Registered Client Specialist
B Riley Wealth Management
11.2016 - 10.2024
Administrative Assistant
Dr. Robert Justus
01.2012 - 10.2016
Administrative Assistant
Waddell & Associates
01.2004 - 01.2005
Administrative IRA Specialist
Morgan Keegan
01.2003 - 01.2004
Cashier/Administrative Assistant
Morgan Keegan
01.2001 - 01.2003
Operations Manager
Wunderlich Securities
01.1990 - 01.2001
Cashier/Wire Operator
Union Planters National Bank
01.1983 - 01.1990
Business -
University of Memphis
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