Governed enterprise compliance across background screening, embedding FCRA, GDPR, CCPA, and consumer protection statutes into enterprise regulatory control systems while reducing exposure risk year-over-year.
Served as principal regulatory authority interpreting federal compliance mandates into operational governance frameworks while tracking legislative developments annually to ensure continuous enterprise alignment.
Spearheaded enterprise compliance policy and internal control standardization initiatives that strengthened procedural integrity and reduced compliance exceptions across operational functions.
Orchestrated internal audit, monitoring, enterprise risk assurance programs, while eliminating critical findings across external regulatory examinations and accreditation reviews.
Steered compliance integration across legal, product, operations, technology ecosystems while overseeing consumer dispute and governance processes, with timely resolution under FCRA requirements.
Reported compliance risk posture and regulatory performance metrics to senior leadership, reinforcing enterprise governance transparency and supporting board-level risk decision-making.
Compliance Officer
CBC Companies, Inc.
Columbus, OH
04.2022 - 05.2023
Established enterprise compliance governance structure ensuring adherence to financial services regulations, contractual obligations, and internal policies while increasing compliance awareness by 38%.
Formulated and maintained regulatory policy frameworks aligned with federal and state financial laws, reducing operational compliance deviations across business units.
Designed enterprise risk identification and mitigation models across products and operations, lowering regulatory exposure through structured control enhancements.
Executed internal audit and regulatory review programs covering GLBA, FCRA, HIPAA, CAN-SPAM, and UDAP frameworks while improving audit efficiency.
Administered compliance hotline governance processes ensuring structured escalation, investigation, and resolution of regulatory violations within defined compliance standards.
Produced compliance reporting outputs for senior stakeholders, ensuring visibility into regulatory risk trends and operational control effectiveness.
Compliance Manager
Accurate Background LLC
Rolling Meadows, IL
04.2014 - 03.2022
Oversaw enterprise compliance assurance functions supporting regulatory adherence, issue remediation, and control validation processes.
Analyzed and applied complex regulatory frameworks across FCRA, DPPA, and State Consumer Reporting Acts, increasing compliance accuracy across operational systems.
Supervised internal audit governance activities responsible for control testing and regulatory validation, and reducing repeat audit findings.
Administered external audit and certification readiness programs including SOC 2, ISO 9001:2015, regulatory inspections, and vendor compliance assessments while maintaining full audit readiness.
Facilitated cross-functional compliance alignment between internal departments and external vendors, and improving regulatory response efficiency.
Maintained enterprise compliance documentation and risk reporting systems to ensure transparency of regulatory posture across governance channels.
Deputy Vice President – Head HR Operations & Compliance at Kotak Mahindra Life Insurance Company LtdDeputy Vice President – Head HR Operations & Compliance at Kotak Mahindra Life Insurance Company Ltd
EXECUTIVE VICE PRESIDENT, CHIEF OPERATIONS & COMPLIANCE OFFICER at COMMUNITY FIRST BANKEXECUTIVE VICE PRESIDENT, CHIEF OPERATIONS & COMPLIANCE OFFICER at COMMUNITY FIRST BANK
Deputy Vice President – Head HR Operations & Compliance at Kotak Mahindra Life Insurance Company Ltd.Deputy Vice President – Head HR Operations & Compliance at Kotak Mahindra Life Insurance Company Ltd.