Summary
Overview
Work History
Education
Skills
Websites
Timeline
Generic
Jason C. Boyd

Jason C. Boyd

St. Paul,MN

Summary

With over two decades of executive financial industry regulatory compliance management experience, developed enterprise Compliance Management Systems for small and large financial institutions. Expertise lies in building and leading teams to oversee risk and control self-assessments (RCSA), designing and evaluating controls, completing risk and compliance remediation, and coordinating internal and external audits. Well-versed in designing financial institution repositories of all applicable federal, state, regulatory, and legal rules, including FDCPA, FCRA, TCPA, UDAAP, FCC, OCC, FTC, CFPB, among others. Proven track record in writing compliance procedures and policies as well as creating and delivering employee compliance training. Subject matter expert and trusted advisor with a focus on researching, analyzing, and examining company technology and standard operating procedures. Skilled in interfacing and collaborating with clients and internal team members to provide consultative enhancement recommendations based on industry research. Ability to improve existing processes, procedures, technical enhancements, resource requirements, and stakeholder engagement procedures allows for effective alignment with strategic goals.

Overview

12
12
years of professional experience

Work History

Subject-Matter Expert, Compliance Consultant

Gerson Lehrman Group, Inc.
01.2023 - Current
  • Provided subject-matter expertise to leading banks, private equity funds, law firms, technology, and pharmaceutical companies, with a focus on mitigating impact on operational integrity, in the areas of enterprise-specific compliance management system creation and maintenance, compliance structuring, third-party vendor management, risk control self-assessment, and consumer protection
  • Inform clients on best practices for all business units including Audit, Payments, Third-Party management, Corporate and individual Trusts, Training

Senior Lead Compliance Officer

Wells Fargo, N.A.
08.2022 - 05.2023
  • Established, implemented, and maintained regulatory and statutory databases through rigorous regulatory and policy document analysis to ensure current and proactive compliance with federal, state, agency, legal, regulatory and Corporate Policy and procedures for all relevant business units
  • Provided compliance risk expertise and consulting for RCSA-related projects and initiatives
  • Monitored the reporting, escalation, and timely remediation of compliance issues, deficiencies
  • Provided direction to the business on developing corrective action plans and effectively managing regulatory change

Vice President, Compliance & Legal

Dedicated Financial GBC
01.2021 - 08.2022
  • Created Risk Assessment and Controls framework
  • Instituted and administered new-hire and ongoing training processes to include comprehensive, periodic, targeted compliance training curricula
  • Worked in tandem with Operations, Marketing, Accounting and Executive Board to implement internal monitoring and auditing processes while ensuring operational success
  • Developed customer feedback response processes and second line of defense mechanisms, including policies, procedures and training
  • Performed periodic and ongoing assessment of risk and controls through consistent heat-mapping and enterprise risk appetite discussions
  • Reviewed client contracts and provided guidance for provision enhancements, including periodic and ad hoc review
  • Reviewed regulatory, statutory, and legal documents and communicated material updates and training

Business Risk and Control Manager, Wholesale Financial Crimes Operations

Wells Fargo, N.A.
01.2019 - 01.2021
  • Led team to create, test, and implement risk-based, second-level data analytic system to ensure compliant customer onboarding and retention
  • Developed and performed risk control assessments using root cause analysis and testing
  • Worked closely with multiple business lines to provide back-end compliant onboarding enhancements in response to regulatory and legal requirements

KYC Onboarding and Quality Assurance Consultant

U.S. Bank, Global Corporate Trust, Estates and Wealth Management
01.2016 - 12.2018
  • Tested and trained staff on newly developed KYC system to mitigate individual and non-individual onboarding risks through account administration
  • Provided KYC system subject-matter expertise for all business lines
  • Developed and conducted KYC system process training
  • Provided informal oversight of KYC onboarding professionals
  • Developed Quality Assurance processes, conducted periodic reviews, provided corrective action as necessary

Compliance & Regulatory Manager / Licensing & Insurance Corporate Officer

National Recoveries, Inc.
01.2013 - 01.2016
  • Recruited, trained, and led compliance professionals tasked with originating, implementing, and monitoring risk-based compliance programs to assure compliance with federal, state, agency, legal and regulatory requirements
  • Led the firm’s initiative to comply with United States Department of Education standards, requirements, and principles
  • Provided subject-matter expertise in client contract creation, including US Department of Education contracts
  • Prepared and presented company-wide compliance and regulatory training
  • Served as compliance subject-matter expert for the Executive team
  • Responsible for devising and conducting risk control self-assessments
  • Successfully led the firm’s audits by state and federal regulatory bodies, including its first Consumer Financial Protection Bureau (CFPB) Examination
  • Credit and Collections Compliance Officer (CCCO) designation

Education

Hamline University School of Law
St. Paul, MN
01.1999

Bachelor of Science - Political Science

Hamline University
St. Paul, MN
01.1996

Purdue University
West Lafayette, IN
01.1992

Skills

  • Training and mentoring
  • Strong analytical skills
  • Customer Focus
  • Creative solutions

Timeline

Subject-Matter Expert, Compliance Consultant

Gerson Lehrman Group, Inc.
01.2023 - Current

Senior Lead Compliance Officer

Wells Fargo, N.A.
08.2022 - 05.2023

Vice President, Compliance & Legal

Dedicated Financial GBC
01.2021 - 08.2022

Business Risk and Control Manager, Wholesale Financial Crimes Operations

Wells Fargo, N.A.
01.2019 - 01.2021

KYC Onboarding and Quality Assurance Consultant

U.S. Bank, Global Corporate Trust, Estates and Wealth Management
01.2016 - 12.2018

Compliance & Regulatory Manager / Licensing & Insurance Corporate Officer

National Recoveries, Inc.
01.2013 - 01.2016

Bachelor of Science - Political Science

Hamline University

Purdue University

Hamline University School of Law
Jason C. Boyd