Jennifer Martin
Wilmington,DE
Summary
Fantastic critical thinker with great memory and efficiently organize vast amounts of data. Great at performing internal audits, conducting investigative reporting and transcribing information.
Overview
8
8
years of professional experience
Work History
Regulatory Compliance Analyst
Applied Bank
09.2021 - Current
- Improving regulatory compliance levels by conducting thorough effective control measures.
- Ensuring up-to-date knowledge of regulatory requirements through continuous research and monitoring of industry trends and changes in legislation.
- Implementing robust compliance policies and procedures, resulting in a decrease in regulatory violations.
- Working with the BSA Compliance Officer to review all Suspicious Activity Reports (SARS), Anti-Money Laundering and OFAC sanction regulations.
- Conducting regular audits of internal processes, identifying areas for improvement and implementing corrective actions.
- Preparing accurate and timely reports for senior management, highlighting key compliance issues and potential risks.
- Maintaining open lines of communication with regulatory agencies, fostering positive relationships that facilitated timely resolution of issues.
- Providing guidance to business units on the interpretation of regulations, ensuring consistent understanding and application across the organization.
- Assisting in the successful completion of external audits by providing detailed documentation and demonstrating adherence to regulatory requirements.
- Maintaining up-to-date knowledge of applicable laws and regulations.
- Conducting periodic compliance audits and reviews to identify areas of improvement.
- Reviewing FDIC, BBB, OSBC and CFPB complaints to ensure they were handled in a timely manner.
- Assisting with the preparation of reports for the Board of Directors and Risk Committee reports done both monthly and quarterly.
Loan Servicing Specialist IV
J.P Morgan Chase N.A.
03.2019 - 09.2021
- Improved loan processing efficiency by streamlining documentation and workflow procedures.
- Funded Residential Mortgage Loans for a portfolio of six mortgage companies throughout the United States.
- Daily reconciliation of operating and funding accounts for each individual mortgage company.
- Performed daily account maintenance including paydowns, haircuts and reviewing documentation for fraud.
- Keyed up outgoing wires per clients request
- Maintained a strong working knowledge of federal regulations, staying up-to-date on changes affecting the industry.
Asset and Wealth Management Sr. Analyst
J.P. Morgan Chase N.A.
06.2016 - 08.2018
- Enhanced team productivity by streamlining workflow processes and implementing time-saving strategies.
- Processed incoming and outgoing checks for Private Client Services, Retirement accounts and Chase Wealth Management Accounts.
- Worked with Financial Advisors and Client Associates to manage each customer's account.
- Verified wires to be sent in various currencies such as: British Pound, Euro, Canadian Dollar, Australian Dollar, Singapore Dollar and United States Dollars.
- Adhearing to all federal regulations such as OFAC, KYC, AML, United States Patriot Act, GLBA and several other regulations.
Education
Master of Legal Studies - Financial Regulatory Compliance
Drexel University
Philadelphia, PA05.2026
Master of Science - Marketing
Wilmington University
New Castle, DE01.2015
Master of Science - Management
Wilmington University
New Castle, DE05.2013
Skills
- Training delivery
- Audit management
- Legal Research
- Regulatory knowledge
- Compliance Monitoring
- Documentation Review
- Anti-Money Laundering
- Quality Control
- SOP Development
- Compliance Training
- Risk Mitigation
- Legal Terminology
- Audit Coordination
- Policy Enforcement
- Legal Compliance
Timeline
Regulatory Compliance Analyst
Applied Bank
09.2021 - Current
Loan Servicing Specialist IV
J.P Morgan Chase N.A.
03.2019 - 09.2021
Asset and Wealth Management Sr. Analyst
J.P. Morgan Chase N.A.
06.2016 - 08.2018
Master of Legal Studies - Financial Regulatory Compliance
Drexel University
Master of Science - Marketing
Wilmington University
Master of Science - Management
Wilmington University
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