Regulatory compliance professional with strong track record in managing compliance programs and ensuring regulatory adherence. Proven ability to collaborate with teams to achieve compliance goals and adapt to evolving regulatory environments. Reliable and adaptable, skilled in risk assessment and policy implementation.
Hi, I’m
Jennifer Martin
Regulatory Compliance Analyst
Wilmington,DE
Summary
Overview
9
years of professional experience
Work History
Applied Bank
Regulatory Compliance Analyst
09.2021 - Current
Job overview
- Reviewed company marketing materials for accuracy and adherence to regulatory guidelines, reducing instances of non-compliant communications.
- Participated in industry forums to stay ahead of evolving regulations, sharing insights with colleagues to drive continuous improvement efforts across the organization.
- Enhanced overall compliance culture within the organization by promoting awareness campaigns and reinforcing ethical behavior expectations among employees.
- Contributed significantly towards organizational growth by advising on strategic initiatives from a regulatory perspective.
- Proactively identified emerging risks through ongoing analysis of business activities, allowing for early implementation of mitigating strategies.
- Prepared accurate and timely reports for senior management, highlighting key compliance issues and potential risks.
- Ensured up-to-date knowledge of regulatory requirements through continuous research and monitoring of industry trends and changes in legislation.
- Implemented robust compliance policies and procedures, resulting in a decrease in regulatory violations.
- Conducted regular audits of internal processes, identifying areas for improvement and implementing corrective actions.
- Maintained open lines of communication with regulatory agencies, fostering positive relationships that facilitated timely resolution of issues.
- Improved regulatory compliance levels by conducting thorough risk assessments and developing effective control measures.
- Conducted periodic compliance audits and reviews to identify areas of improvement.
- Advised clients on compliance fraud and investigations, as well as potential remedies and required actions.
J.P. Morgan Chase
Loan Servicing Specialist IV
03.2019 - 09.2021
Job overview
- Funded both residential and multi-family mortgages for several large mortgage companies across the United States.
- Performed daily account maintenance for each of my assigned Mortgage Companies by doing paydowns, haircuts, and keying outgoing wires to be released for settlements.
- Ensured each Mortgage company's operating an funding accounts were reconciled each morning and ready for the day's fundings.
- Managed a high volume of loans while maintaining strict adherence to deadlines and company guidelines.
- Ensured regulatory compliance by diligently reviewing loan documents for accuracy and completeness.
- Facilitated smooth transactions between borrowers, lenders, and third parties by effectively communicating requirements throughout the process.
- Contributed to meeting departmental goals by consistently exceeding individual performance metrics in mortgage loan fundings.
JPMorgan Chase
Asset and Wealth Management Sr. Analyst
06.2016 - 08.2018
Job overview
- Nurtured strong working relationships with clients, ensuring their needs were met while exceeding expectations on deliverables.
- Enhanced team productivity by streamlining workflow processes and implementing time-saving strategies.
- Implemented business intelligence solutions to increase operational efficiency.
- Processed incoming and outbound checks and keying up wires for J.P. Morgan's Private clients, retirement accounts and high net wealth accounts.
- Accepted paper checks from clients who came into our location. Verified all checks for accuracy to ensure transactions were not fraudulent.
- Assisted Financial Advisors and Private Client Associates in helping to maintain client's accounts
Education
Drexel UniversityPhiladelphia, PA
Master of Legal Studies from Financial Regulatory Compliance
05-2027
University Overview
Wilmington UniversityNew Castle, DE
Master of Science from Management
05-2013
University Overview
- 4.0 GPA
- Inducted into the Sigma Beta Delta International Honor Society
Kent State UniversityWarren, OH
Bachelor of Arts from English
05-2011
University Overview
Skills
- Legal research
- Anti-money laundering
- Documentation review
- Training delivery
- Ethics management
- Audit management
- Compliance monitoring
- Investigation techniques
- Regulatory reporting
- OFAC
- REG D, REG E, REG Z, ECOA, FCRA, RFPA, REG CC, AML, SAR Writing and auditing, BSA, Fraud
- Risk identification
- Excellent communication
- Organizational skills
- Self motivation
- Auditing experience
- Decision-making
- Risk assessment
- Legal compliance
- Quality control
- Reporting management
- Written communication
Availability
See my work availability
Not Available
Available
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Timeline
Regulatory Compliance Analyst
Applied Bank
09.2021 - Current
Loan Servicing Specialist IV
J.P. Morgan Chase
03.2019 - 09.2021
Asset and Wealth Management Sr. Analyst
JPMorgan Chase
06.2016 - 08.2018
Drexel University
Master of Legal Studies from Financial Regulatory Compliance
Wilmington University
Master of Science from Management
Kent State University
Bachelor of Arts from English
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