Summary
Overview
Work History
Education
Skills
Timeline
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Jessica Nguyen Le

Rosemead,CA

Summary

Experienced Senior BSA/AML professional with 9 years of risk management experience. Proven track record of conducting thorough investigations, managing payment risk, and ensuring regulatory compliance. Skilled in analyzing and reporting on data, collaborating with cross-functional teams, and working well under pressure in a fast-paced environment. Fluent in English and Vietnamese.

Overview

9
9
years of professional experience

Work History

Senior BSA/AML Analyst

Green Dot Corp
02.2019 - Current
  • Lead investigations on all high-level SARs and daily alerts for multiple products, resulting in a 20% reduction in suspicious activity. Developed and maintained procedures for operational reporting tools, increasing team efficiency by 25%. Trains BSA staff and investigation team on how to detect and prevent various types of fraud and money laundering.
  • Conduct and review Subpoena Investigation as well as review the ones that have resulted in SAR filing.
  • Manage partnered business Apple Pay Cash, appoint contact for BSA/AML matters, generate monthly/quarterly reports, Powerpoint presentations and handle all internal/external requests
  • Perform bi-weekly 314(a) and OFAC (Office of Foreign Assets Control) checks against customer database along with review matches and conduct referral as needed.
  • Collaborate with auditors and examiners to provide requested data and information during regulatory audits and examinations, ensuring timely and accurate submission of required materials.
  • Developed and implemented new procedures and rules for multiple operational reporting tools, resulting in increased efficiency in data analysis.

BSA/AML Analyst

MUFG
08.2017 - 02.2019
  • Conducted EDD (Enhanced Due Diligence) on clients deemed high risk and suggested account restrictions and/or account closure based on risk to the institution.
  • Communicated with branches and other team for supporting documents.
  • Identified potential threats, vulnerabilities and suspicious behavior patterns and recommended mitigation measures.

BSA Analyst II

Far East National Bank
07.2015 - 08.2017
  • Monitored High-level SARs, monthly alerts, Remote Merchant Capture Deposit report and EDD review on all risk accounts.
  • Communicated with staff of all levels including reporting to management, collaborating with co-workers, and providing clarification/explanation to other departments when needed.
  • Monitored and checked all OFAC lists to ensure compliance with state and national regulations.
  • Provided excellent time management on tasks and met deadlines on a monthly basis.

BSA/CTR Analyst

Cathay Bank
03.2014 - 07.2015
  • Monitored and reviewed daily CTR.
  • Successfully managed multiple streams of transactions was a key responsibility of mine, which I prioritized and executed effectively.
  • Prioritized and managed multiple streams of transactions while reviewing multiple businesses relationships.

Education

B.A. Degree - Cinema and Television Arts

California State University
06.2013

A.A. Degree - Liberal Arts and Sciences

Pasadena City College
06.2011

Skills

  • Investigation and analysis
  • Compliance policies and procedures
  • Data management and analysis
  • Risk assessment and management
  • Excellent written and verbal communication skills
  • Team collaboration and communication Proficient in following: Microsoft Office suite, Structured Query Language (SQL), Salesforce, Redshift/WINSQL and Salesforce

Timeline

Senior BSA/AML Analyst

Green Dot Corp
02.2019 - Current

BSA/AML Analyst

MUFG
08.2017 - 02.2019

BSA Analyst II

Far East National Bank
07.2015 - 08.2017

BSA/CTR Analyst

Cathay Bank
03.2014 - 07.2015

B.A. Degree - Cinema and Television Arts

California State University

A.A. Degree - Liberal Arts and Sciences

Pasadena City College

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