Experienced financial services executive with 25+ years in leadership, recruitment, and business development, successfully managing and mentoring over 375 professionals. Led a team of 50+ employees and collaborated with 20+ district managers to enhance hiring, training, and development strategies. Skilled in strategic planning, regulatory compliance, and driving revenue growth through high-performance teams.
Managed and guided a team of 375 financial advisors, focusing on professional development.
- Spearhead recruitment, training, and retention strategies, increasing firm profitability.
- Implement strategic sales initiatives, boosting client acquisition, and revenue.
- Ensure full compliance with FINRA and industry regulations.
- Oversaw financial advisor development programs, enhancing recruitment and training.
- Implemented business expansion strategies that improved firm-wide revenue.
- Directed business operations and advisor performance across multiple regions.
- Developed and executed sales strategies that significantly increased the firm's productivity.
- Held multiple leadership roles, including Vice President, and Executive Vice President.
- Led financial teams, advisor recruitment, and sales growth initiatives.
- Provided executive oversight on client relationship management and compliance.
- Leadership & Business Development
- Financial Services & Wealth Management
- Sales Growth & Expansion
- Advisor Recruitment & Training
- Client Relationship Management
- Retirement & Investment Planning
- Regulatory Compliance (FINRA Licensed)
- FINRA Member
- California Insurance License (#0G42098)
- Four-Time President’s Trophy Winner – Ranked in the Top 10 of all organizations company-wide
- Bronze National Builder’s Trophy – AXA Advisors
- Certificate of Achievement, Experienced Sales Force – AXA Advisors
- Developing District Award – AXA Advisors
- GAMA Master Agency Top 250 Award (2010) – GAMA International