Jorge Saravia
Dallas,TX
Summary
Experienced leadership professional prepared to guide teams effectively. Strong focus on collaboration and achieving results, ensuring adaptability with changing needs. Experienced in wealth management with a focus on providing exceptional support to ultra-high-net-worth clients. Proficient in project management & conflict resolution. Reliable and flexible, fostering cohesive and productive team environment.
Overview
7
7
years of professional experience
Work History
Operations & New Accounts Team Lead
Zacks Investment Management
Chicago, IL
05.2019 - Current
- Streamlined communication processes between departments to increase operational efficiency.
- Trained new team members by relaying information on company procedures and safety requirements.
- Worked different stations to provide optimal coverage and meet production goals.
- Perform daily trade execution on client accounts.
- Monitor client accounts for deviations from investment allocations, setting drift parameters & alert notifications.
- Monitor/process the trading, money movements, account reconciliations and maintenance of client accounts at multiple custodians (Fidelity, Charles Schwab, Goldman Sachs-Folio Institutional).
- Train vice presidents on use of custodial platforms, & account paperwork.
- - Train vice presidents on use of DocuSign at Schwab and Fidelity's platform.
- Monitor/process new account digital paperwork through DocuSign and alerting reps of completed forms or items that are Not in Good Order.
- Provide customer service assistance e.g. DocuSign paperwork.
Education
Bachelor of Science - Finance
Fort Hays State University
Hays, KS05-2018
Skills
Technical / Software: Wealthscape/NFS, Schwab Advisor Center, Goldman Sachs-Folio, Institutional MS Office 365(Word, Powerpoint), RedBlack Software Trading Platform
Core Competencies: Account Administration, Investment Reporting, Portfolio Coordination
Timeline
Operations & New Accounts Team Lead
Zacks Investment Management
05.2019 - Current
Bachelor of Science - Finance
Fort Hays State University