Joshua Hunt
Florissant,United States
Summary
An Innovative technical professional with over 10 years in the Brokerage/Financial industry. Seeking to pursue a technical role that would benefit from my extensive experience in Risk Management.
Overview
16
16
years of professional experience
1
1
Certification
Work History
Wealth Investment Technology Governance Associate
Wells Fargo
01.2024 - Current
- Gained exposure to various technology governance procedures such as SDLC, Minimum Application Requirements and Identity and Access Management Governance.
- Contributed to risk mitigation efforts through careful analysis of potential threats to operations or profitability, recommending appropriate action plans when necessary.
Business Accountability Specialist
Wells Fargo
01.2023 - 12.2023
- Reviewed customer complaint program processes, resolutions and documentation.
- Ensured adherence to internal policies, procedures and applicable FINRA 4530 rules and regulations.
Information Security Specialist
U.S. Bank
02.2021 - 12.2022
- Performed quality control and quality assurance activities related to user access administration.
- Assisted with onboarding new web-based applications and developing procedures for system access administration.
- Participated in monthly and quarterly reviews of system access for business lines to ensure users have the correct permissions.
- Helped to reduce the access management mismatches by 50% for 3 consecutive months.
Wealth Investment Management QA Analyst
Wells Fargo
04.2019 - 01.2021
- Reviewed customer complaint program processes, resolutions and documentation.
- Ensured adherence to internal policies, procedures and applicable FINRA 4530 rules and regulations.
Securities Operations Specialist/Team Lead
Wells Fargo
06.2012 - 04.2019
- Resolved complicated processing issues with a focus on mitigating risk for the Retail and IRA Estate processing teams.
- Provided coaching, training and feedback to new and existing staff.
- Participated in production improvement efforts; and addressed procedural impacts.
- Assisted with metrics reporting for departmental productivity.
- Acted as a Subject matter expert in discovery sessions and software testing for the Estate Processing automation project.
Technical Support Analyst
Connectria Hosting
09.2008 - 05.2012
- Managed physical and cloud infrastructure hosting company.
- Alerted clients of performance issues affecting their IT environments.
- Performed scheduled maintenance for client physical devices and cloud infrastructure.
- Added and removed users in Active Directory as well as restarted web and email services within Windows and Linux servers.
- Modified, added and removed firewall rules within Cisco ASDM user interface.
Education
General Studies -
Pattonville High School
Front End Web and Mobile Development -
NuCamp
02.2024
Frontend Web Development -
UDACITY
03.2023
Skills
- Risk Management
- Securities Regulations
- Compliance Monitoring
- Security Administration
- Windows Server Administration
- HTML
- Microsoft 365 Suite
- Visual Studio Code
- Sublime Text
- CSS
Certification
- FINRA Series 7 (General Securities Representative), 10/2020, Present
- CompTia Security+, 04/2022, 04/2025
Notable Projects
Processing Automation SME, 03/2018, 04/2019, Subject matter expert on automation project for brokerage transactions., Provided the documentation matrix to facilitate documentation requirements., The insight provided influenced executive management and application developers to update policy and procedures. This increased processing productivity and improved brokerage operations SLA KPI's.
Timeline
Wealth Investment Technology Governance Associate
Wells Fargo
01.2024 - Current
Business Accountability Specialist
Wells Fargo
01.2023 - 12.2023
Information Security Specialist
U.S. Bank
02.2021 - 12.2022
Wealth Investment Management QA Analyst
Wells Fargo
04.2019 - 01.2021
Securities Operations Specialist/Team Lead
Wells Fargo
06.2012 - 04.2019
Technical Support Analyst
Connectria Hosting
09.2008 - 05.2012
General Studies -
Pattonville High School
Front End Web and Mobile Development -
NuCamp
Frontend Web Development -
UDACITY