Kacy Allen
Luxemburg
Summary
Dynamic Licensed Financial Assistant with a proven track record at Crispigna Financial, excelling in client service and regulatory compliance. Adept at preparing impactful presentations and managing complex account transactions. Recognized for strong relationship-building skills and meticulous attention to detail, ensuring seamless operations and client satisfaction. Series 7 and 66 certified.
Overview
25
25
years of professional experience
Work History
Licensed Financial Assistant
Crispigna Financial
07.2007 - Current
- Prepare advisor for client and prospect meetings on an ongoing basis. Gather and prepare all necessary presentation and sales materials, performance reports, and account applications.
- Proactively work to ensure all advisor client follow-up and associated tasks are completed.
- Provide client services by monitoring clients most recent account information; setting-up accounts; processing buy/sell authorizations, deposits and withdrawals; preparing documents; completing settlements; coordinating requirements with operations and back-office support.
- Perform general administrative duties including, but not limited to, answering phones, filing, processing mail and scheduling meetings.
- Familiar with Microsoft Office, Morningstar, Adyzon, Charles Schwab, DST Vision.
Trade Desk Specialist/Administrative Assistant
Associated Bank
06.2000 - 06.2006
- Perform general administrative duties including, but not limited to, answering phones, filing, processing mail, and scheduling meetings.
- Assist financial advisors with the proper paperwork and operation procedures.
- Daily reconciliation of executed trades.
- Perform stock, mutual fund, ETF, and fixed income trades.
Education
Associate of Applied Science - Accounting
Northeast Wisconsin Technical College
Green Bay, WI12.2007
High School Diploma -
Luxemburg-Casco High School
Luxemburg, WI06.2000
Skills
- Series 7-General Securities Representative/SIE
- Series 66-Uniformed Combined State Law
- Notary Public
- Typing/Data Entry
- Regulatory compliance
- Strong relationship skills
- Detail oriented
- Communication skills
- Leadership Skills
- Moral principles
- Proficient in MS Suite
- Attention to detail
- Time management
References
References available upon request.
Timeline
Licensed Financial Assistant
Crispigna Financial
07.2007 - Current
Trade Desk Specialist/Administrative Assistant
Associated Bank
06.2000 - 06.2006
Associate of Applied Science - Accounting
Northeast Wisconsin Technical College
High School Diploma -
Luxemburg-Casco High School
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