Katty Aucancela
Denver,CO
Summary
Dynamic compliance professional with a proven track record at Avid Financing Corp, enhancing KYC processes and reducing errors. Skilled in AML and internal audits, I excel in client communication and problem-solving, driving compliance initiatives that foster integrity and regulatory adherence.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Loan Application Coordinator
Avid Financing Corp
Tampa, USA
03.2024 - 04.2025
- Assisted loan officers in preparing and processing mortgage applications, ensuring documentation accuracy and adherence to federal and institutional guidelines.
- Conducted identity and income verification checks as part of KYC procedures, reducing processing errors and supporting fraud prevention.
- Coordinated communication between clients, underwriters, and internal departments, facilitating a smooth onboarding experience.
- Reviewed and finalized loan files to ensure quality and compliance prior to approval.
- Supported internal reporting and audits by maintaining organized records and flagging inconsistencies
KYC Intern
Greenlane Supply Chain
Singapore
07.2023 - 02.2024
- Conducted ongoing client monitoring and KYC profile updates
- Coordinated due diligence processes to ensure compliance
- Supported the implementation of AML controls alongside compliance teams
Compliance Consultant
Auditoría y Compliance Estratégico
Remote
03.2022 - 02.2024
- Provided advisory services to small and medium-sized enterprises in developing and enhancing compliance programs.
- Supported the implementation of internal strategies to strengthen compliance culture within organizations.
- Conducted audits for medium and large companies, identifying regulatory risks and recommending corrective measures.
- Provided KYC and AML advisory to optimize due diligence processes.
- Designed and delivered compliance training programs, fostering a corporate culture of integrity.
Junior Compliance Analyst
Medicamenta Ecuatoriana S.A. – Tecnofarma Group
Quito, Ecuador
07.2020 - 02.2022
- Implemented a corporate-aligned compliance program, achieving a 30% reduction in audit findings.
- Led the “We Are All Compliance” communication campaign, boosting organizational awareness by 25%.
- Performed due diligence and KYC reviews for high-risk vendors and clients, including OFAC sanction screenings.
- Conducted various external audits for licensors such as BMS and Eli Lilly, ensuring adherence to regulatory standards.
- Supported the development and dissemination of internal policies and procedures.
- Managed the whistleblower channel and conducted investigations into suspicious activity.
Junior Compliance Analyst / Intern
Fresenius Medical Care
Quito, Ecuador
03.2018 - 07.2020
- Executed 8 local audits and participated in 2 regional audits in Panama and Peru.
- Completed 45 due diligence assessments using JIRA and Dow Jones screening tools.
- Monitored GRC program KPIs and implemented key risk mitigation measures.
- Developed and implemented compliance training via MOODLE, later scaled regionally.
- Rolled out compliance frameworks in 2 newly acquired companies.
- Temporarily served as Compliance Officer in Ecuador and Peru, overseeing full compliance functions.
- Delivered internal compliance communications, including newsletters and presentations.
Legal & Compliance Intern
Nestlé Ecuador
Quito, Ecuador
04.2017 - 09.2017
- Supported onboarding and documentation review processes for new clients and suppliers (KYC).
- Assisted in legal query resolution and contract drafting for a team of 7 attorneys.
- Led the reorganization and digitization of over 400 legal contracts, enhancing accessibility, version control, and compliance with internal documentation standards.
- Named “Intern of the Year” by Nestlé Ecuador for outstanding performance, process innovation, and team collaboration.
Education
Law Degree - JD Equivalent
Universidad de las Américas
Quito, Ecuador10.2013
Skills
- AML
- OFAC
- Enhanced Due Diligence
- Internal Audits
- Compliance Program Implementation
- Policy Development
- Risk Mitigation
- Training
- Regulatory Awareness
- JIRA
- SAP
- MS Office
- KYC compliance
- Client communication
- Problem solving
- Customer support
Websites
Certification
- International Certification in Compliance, ICECOM / ACOM Spain, 12/01/21
- Accounting Assistant, American Institute, 07/01/17
Languages
- Spanish, Native
- English, Fluent
Timeline
Loan Application Coordinator
Avid Financing Corp
03.2024 - 04.2025
KYC Intern
Greenlane Supply Chain
07.2023 - 02.2024
Compliance Consultant
Auditoría y Compliance Estratégico
03.2022 - 02.2024
Junior Compliance Analyst
Medicamenta Ecuatoriana S.A. – Tecnofarma Group
07.2020 - 02.2022
Junior Compliance Analyst / Intern
Fresenius Medical Care
03.2018 - 07.2020
Legal & Compliance Intern
Nestlé Ecuador
04.2017 - 09.2017
Law Degree - JD Equivalent
Universidad de las Américas
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