SQL
Kelley Hudson
Dallas,TX
Summary
Proactive and achievement-oriented product manager bringing 4 years of product management and leadership experience with special emphasis within multiple regulatory frameworks. Highly motivated analytical product manager with exceptional collaborative and interpersonal skills and identifying opportunities to maximize value. Specialize in leading teams through product regulatory and compliance adaptation within FinTech space. Comfortable working in a fast paced and deadline driven environment.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Vice President in Quality Control and Strategy
Goldman Sachs & Co
Dallas, TX
01.2019 - Current
- Conduct control testing on multiple compliance workstream across different line of businesses in sequential phases from planning to field work; Review workstreams for process, policy metrics and reporting and report control gaps to senior leadership
- Develop business case, and multi criteria benchmarking analysis for new business integration for compliance; managed onboarding in phases of new businesses to integrate globally with antibribery, transaction banking, market surveillance, AML, and other compliance work streams; evaluated and reported on milestones and interdependencies between engineering, business and compliance; manage life cycles of uplift of parameters of new business integration for compliance
- Advise and oversee wireframe mapping, testing, and appropriate controls and mitigates for AML/BSA system integration
- Revised, designed, and implemented quality control sampling parameters from standard sampling of 5% of work queues to statistically significant sampling; resulted in reduced sampling work volume by 66% and implemented statistical meaning to findings and remediation efforts for execution and leadership
- Facilitate impact matrix reviews with managers and business analysts to translate business requirements into solution statements, functional requirements and JIRA theme/user stories
- Coordinate with IT managers to solidify application level estimates, provided IT commitments derived from capacity planning, and affirm scrum team assignments and acceptance
- Establish project plans and timelines that adhere either agile sprint cycles or the waterfall phases including design, development/build, QA testing, integration/regression and UAT
- Hold knowledge sharing session between IT, business users, and production support for confirmation of Go/No Go decisions of installation and deployment exception
- Provide solution for internal business clients across consumer online banking, consumer lending, transaction banking and business banking
- Support compliance framework uplift for agile transformation to align scrum team set up, epic/story creation, prioritize product backlog
- Support portfolio and strategic initiatives of external business merchants across the US and UK markets
- Manage IT projects with a focus on a data integration needs that involve extract transformation API, DevOps, metadata tracking, and internal/external transaction-based payment processing
- Support application development changes including table column expansion, data loads, file layout changes, field population, indicator modification and record matching
Associate
Goldman Sachs & Co
Dallas, TX
01.2016 - 01.2019
- Lead and develop Global Quality Control program to provide a detective control to identify risk, standardized and centralized quality control process and stabilized volumes in work queues
- Implemented Global central source for tracking and recording of QC reviews; team tracks, develop, and report findings on Global metrics for FCC program
- Oversee team that lead continuous statistically significant sampling workshop cross functions to align risk tolerance threshold for areas that requires additional focus
- Oversee team to present in-depth analysis on Global quality control- identified issues and Global quality control- KPI to key stakeholders by transforming raw data into actionable information
- Evaluate identified program issues inclusion of root cause analysis to provide financial compliance leadership teams recommendations to improve policies, procedures, controls, and potential efficiencies
- Manage and oversee production, training, and quality oversight for quality control team in financial compliance reviews in the credit card, lending, and on-line saving space
- Lead multiple risk assessment and internal control reviews while mapping controls to applicable laws
- Lead and interact with internal audit and regulators to fulfil request for identified risk areas and subsequently respond to regulatory and internal audit inquiry
Sanction Specialist
BMO Harris Bank NA
Chicago, IL
01.2015 - 10.2016
- US TEAM SANCTIONS-OFAC/FinCEN/PEP
- Conducted applicable OFAC and FinCEN 314(a) request screening of BMO Harris Bank customer databases
- Was responsible for analyzing information across multiple Lines of Business and Bank legal entities to mitigate and manage risk exposure pertaining to OFAC/FinCen/OSFI/HMT
- Made decisions on sanctions related line of business referrals including international ACH transactions (IAT’s) and client onboarding
- Participated on investigations of possible OFAC/FinCen/OSFI/HMT risks, including research, data collection, and compilation of evidence to support findings
- Reported metrics to Sanction Screening management
- Tracked and escalate all ingested referrals for Demarket or escalation to the first line
- Tracked and escalate all ingested referrals for PEP and Adverse Media for escalation to the first line
- Prepared all documentation to support Demarket or escalation to the first line
- Prepared all documentation to support PEP and Adverse Media for escalation to the first line
- Insured each escalation and or Demarket is completed in timely manner and is handled in a manner that is risk appropriate for BMO Financial Group
- Ensured thorough and complete documentation of all information found throughout the investigation, developed and maintained account files in a manner that will ensure compliance with the AML due diligence operating and regulatory directives and procedures
- Researched and analyzed options for compliance with regulatory requirements
- Ensured problem escalation, mitigation, and preventative measures are consistent with regulatory and corporate requirements
- Performed gap analysis for integration projects involving GE Capital's Equipment Finance acquisition at BMO Harris
- Managed and cleared OFAC records within 30 days of generating in LexisNexis Bridger; Advise PEP materiality for true hits generated in LexisNexis Bridger
- Provided guidance as a subject matter expert for Siebel/ISS/CIP8 related issues
Contract Specialist
Towers Watson
Chicago, IL
01.2015 - 09.2015
- Developed and maintained the Investment Contract Database tracker
- Assisted in legal review and execution of ERISA 3(38) Investment Contracts for multiple clients
- Updated and maintained Manager Agreement (MA) database
- Key driver and responsible for FATCA request and execution
- Liaised with analysts and consultants in our Implementation, Clients Services and Manager Research teams
- Liaised with trustee and investment managers to drive the process of reviewing and executing MA
- Coordinated, reviewed, and executed ad hoc agreements for the Implementation Team
- Developed and delivered monthly report for higher management review
- Reviewed each client (24) profile for AML/KYC compliance documentation; Sourced and aggregated all required AML/KYC documentation in accordance with company required compliance policy
Education
Master of Business Administration - Finance and International Business
Roosevelt University
Approved Post Baccalaureate Paralegal Program - undefined
Roosevelt University
Bachelor of Science - Health Science, Business Administration
College of Science, Chicago State University
Skills
Business Intelligence Tools- SQL, Alteryx (core-certified), Tableau, Jira, Smartsheet and Confluence
undefinedSoftware
Alteryx (core-certified)
Tableau
Jira, Smartsheet and Confluence
Smartsheet
LexisNexis
Actimize
SharePoint
Microsoft Office Suite
Certification
PMP - Project Management Professional
Timeline
Vice President in Quality Control and Strategy
Goldman Sachs & Co
01.2019 - Current
Associate
Goldman Sachs & Co
01.2016 - 01.2019
Sanction Specialist
BMO Harris Bank NA
01.2015 - 10.2016
Contract Specialist
Towers Watson
01.2015 - 09.2015
Master of Business Administration - Finance and International Business
Roosevelt University
Approved Post Baccalaureate Paralegal Program - undefined
Roosevelt University
Bachelor of Science - Health Science, Business Administration
College of Science, Chicago State University
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