Kevin Jaffe
New York
Summary
Licensed financial professional with experience supporting high-net-worth clients and financial advisors through investment-related analysis, client service, and operational execution. Holds Series 7, Series 66, SIE, and Life & Health Insurance licenses. Proven leadership, teamwork, and communication skills developed through Division I athletics, with a demonstrated ability to thrive in competitive, fast-paced environments. Detail-oriented and analytical, with a track record of building strong relationships, managing complex responsibilities, and delivering high-quality results.
Overview
3
3
years of professional experience
Work History
Registered Client Service Associate
Morgan Stanley
08.2025 - Current
- Execute equity, fixed income, mutual fund, alternative investment, and ETF transactions on behalf of clients while ensuring accuracy, compliance, and timely settlement.
- Conducted investment analysis, portfolio reviews, and risk assessments for high-net-worth clients, generating portfolio analytics and performance reports to support investment recommendations and portfolio strategy decisions.
- Serve as a primary point of contact for clients, managing inbound inquiries and providing timely solutions related to investments, account activity, trading, and operational requests.
- Oversee client cash management activities and asset transfers, exercising strong attention to detail and risk awareness.
Financial Advisor
Certified Financial Services, LLC
05.2024 - Current
- Conduct personalized client meetings to implement tailored insurance and investment strategies aligned with individual financial goals.
- Serve as the first point of contact for clients, ensuring timely and professional support.
- Support client onboarding, manage documentation, and maintain CRM systems to ensure accurate and up-to-date records.
- Drive business development to prospect and cultivate new client relationships; assist with data gathering and financial plan creation.
- Collaborate with senior advisors to build comprehensive financial plans and client presentations.
Finance Intern
Ramsey Auto Group
05.2023 - 01.2024
- Assisted customers with vehicle leasing and financing options.
- Worked alongside finance professionals to finalize deals and enhance customer satisfaction.
Education
M.S. - Organizational Leadership
Manhattan University
Riverdale, NY06-2024
B.S. - Business Marketing
Manhattan University
Riverdale, NY05-2023
Skills
- Licenses: Series 7, Series 66, SIE, Life & Health Insurance
- Proficient in: Microsoft Office Suite, CRM Systems, Alladdin
- Project Coordination: Task prioritization, cross-functional teamwork, administrative support
- Financial Markets
- Communication: Client interaction, prospecting, relationship building, needs-based solutions
- Team Development: Coaching, mentoring, and leading in high-pressure, team-oriented environments
Timeline
Registered Client Service Associate
Morgan Stanley
08.2025 - Current
Financial Advisor
Certified Financial Services, LLC
05.2024 - Current
Finance Intern
Ramsey Auto Group
05.2023 - 01.2024
B.S. - Business Marketing
Manhattan University
M.S. - Organizational Leadership
Manhattan University