Kevin Sullivan
San Antonio,TX
Summary
I am a highly dependable, organized, good communicator and respectful individual. Hardworking and driven with a quality-focused and proactive approach. Brining 18 years of Financial Institution experience, and 12 years AML/BSA experience. Accomplished Senior Enhanced Due Diligence Investigator at Boeing Credit Union, adept in detailed report writing and investigation management. Leveraged research abilities and ethical standards to mitigate risks, achieving a significant reduction in high-risk memberships. Excelled in multitasking across various roles, demonstrating exceptional organizational skills and a commitment to results.
Overview
21
21
years of professional experience
Work History
Senior Enhanced Due Diligence Investigator
Boeing Credit Union
11.2022 - Current
- Complete high-quality initial and ongoing due diligence reviews on high-risk members.
- Verify that all KYC & CIP data was collected in accordance with Credit Union procedures.
- Understanding of various typologies to thwart risks.
- Conduct analysis during member acceptance and subsequent relationship maintenance.
- Review and evaluate the Transaction Monitoring system's alerts for Low, Medium, and High-Risk members as assigned and directed.
- Conduct negative news searches on entities and beneficial owners.
- Handle other duties or special projects as assigned by BSA Management.
- Identify and refer potentially suspicious activity for further investigation.
- Assist in maintaining departmental policies and procedures.
AML/BSA & EDD Analyst
Security Service Federal Credit Union
04.2019 - 11.2022
- Review OFAC Watchlist alerts for new membership/non-members transactions.
- Review daily cash transactions greater than $10,000 for Currency Transaction Report (CTR) processingand submission via Anti-Money Laundering (AML) system.
- Create document case and submit Suspicious Activity Report (SAR) if applicable.
- Communicate and assist branches and departments with BSA related questions and issues dealingwith CTRs, SARs, inactive/dormant accounts, Identity verification/OFAC failures.
- High Risk Customer (HRC case management).
- EDD and CDD review.
- RCSA Quality control review.
- PATM, NBFI, MSB, and MRB review.
- Shared branching review.
BSA Compliance Specialist II
Randolph Brooks Federal Credit Union
09.2013 - 03.2019
- Assisted with training sessions that educated management personnel in compliance and regulatory standards through Verafin and presentations.
- Review OFAC Watchlist alerts for new membership/non- members transactions.
- Review daily cash transactions greater than $10,000 for Currency Transaction Report (CTR) processing and submission via Anti-Money Laundering (AML) system.
- Communicate and assist branches and departments with BSA related questions and issues dealing with CTRs, SARs, inactive/dormant accounts, Identity verification/OFAC failures
- Create document case and submit Suspicious Activity Report (SAR) if applicable.
- Investigate daily New account, Inactive account, Watchlist, Account Kiting alerts produced by the AML soft-ware for unusual activity.
- Bi-weekly upload of FinCEN entity list for possible matches with Credit Union membership.
- Receive/Investigate/Submit SARs from branch/departments.
- Review and Approve/Decline incoming/outgoing domestic/international wires via WireXchange that have potential OFAC matches.
- Interactions with outside entities including but not limited to law enforcements and other financial institutions.
Record & Research/Vehicle Title Records Specialist
Randolph Brooks Federal Credit Union
08.2012 - 09.2013
- Communicated efficiently with individuals concerning record information submitted or missing from files.
- Scanned paper records to transfer to digital filing systems.
- Maintained and released vehicle titles.
- Provided vehicle payoff information.
- Worked with multiple auto insurance agencies to provided total loss information for vehicle insurance claims.
- Provided documents to members per request.
Teller Supervisor
Randolph Brooks Federal Credit Union
08.2006 - 08.2012
- Balanced cash vault.
- Assisted with escalated issues.
- Opened and closed the branch.
- Assisted member with transactions such as deposits, withdrawals, wires, ACHs, money orders, Cashier's Checks and internal transfers on a daily bases.
- Provide members with enthusiastic, courteous, prompt and accurate service.
- Trained and guided new employees to help achieve sales goals and provide excellent service.
Team Lead
Ft. Sam Houston AAFES Exchange
07.2003 - 07.2006
- Processed payments by check, cash, debit and credit and maintained accurate drawers.
- Handled cash, credit, debit cards and personal checks, providing correct change in payment transactions.
- Checked drawer to ensure adequate cash and coin for transactions.
- Operated a cash register for cash, check and credit card transactions with 100% accuracy.
- Completed all point of sale opening and closing procedures, including counting the contents of the cash register.
- Stocked and maintained inventory levels according to store policies.
Education
High School Diploma -
Judson Senior High School
San Antonio, TXSkills
- Detailed report writing
- Interview techniques
- Research abilities
- Due diligence
- Ethical and honest
- Risk Assessment
- Investigation Management
- Data review
- Risk Analysis
- Money laundering investigations
- Case Management
- Organizational Skills
- Multitasking Abilities
Accomplishments
- During a new core conversion I created CTR procedures that gave guidance of how to properly create CTRs for employees.
- To make the EDD process more accurate and less time consuming, I crated templates that fellow employees can easily use.
Created CTR Procedures for the Credit Union (01/2017 - 03/2029)
Created EDD Templates (02/2022 - 11-2022)
Timeline
Senior Enhanced Due Diligence Investigator
Boeing Credit Union
11.2022 - Current
AML/BSA & EDD Analyst
Security Service Federal Credit Union
04.2019 - 11.2022
BSA Compliance Specialist II
Randolph Brooks Federal Credit Union
09.2013 - 03.2019
Record & Research/Vehicle Title Records Specialist
Randolph Brooks Federal Credit Union
08.2012 - 09.2013
Teller Supervisor
Randolph Brooks Federal Credit Union
08.2006 - 08.2012
Team Lead
Ft. Sam Houston AAFES Exchange
07.2003 - 07.2006
High School Diploma -
Judson Senior High School
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