Overview
Work History
Education
Skills
Certification
Timeline
Generic

Kyle Ruiz

Olive Branch ,MS

Overview

7
7
years of professional experience
1
1
Certification

Work History

AML Analyst

Cambridge Investment Research
08.2022 - Current
  • Created, update, and manage transaction monitoring policies and procedures.
  • Prepare reports, metrics and research to support fraud initiatives and projects.
  • Manage case investigations through FinCen guidance and Finra regulations
  • Manage SAR policies through procedures, filings, and metric reporting.
  • Manage CIP policies and procedures

AML Analyst

PWC
01.2021 - 08.2022
  • Review alerting activities, then compare those activities to the client's profile, history, and interpret their behavioral data to determine a conclusion.
  • Author interpreted reports of historical financial activity with a suitable intervention recommendation and the argument for the decision with specific analysis.
  • Establish improved processes while staying compliant with policies and procedures

AML Specialist

B Riley Financial
07.2020 - 11.2020
  • authored reports detailing results of investigations
  • Produced and organized information in response to FINRA audits
  • Utilize risk based approach in transaction monitoring and client relationships

Financial Advisor

Edward Jones
03.2017 - 07.2020
  • Analyzed and mitigated all angles of financial risk in a client's unique situation
  • Educated clients on the basics of investments and how it is relevant to their financial circumstance
  • Understand client's short and long term goals and constructed strategies to reach those objectives
  • Created financial plans that utilized budgeting and saving on taxes

Education

BBA - Finance

Mississippi State University
Starkville, MS
2016

Skills

  • Organization
  • Communication and discernment
  • Risk Assessment
  • Financial analysis
  • Advanced in Excel
  • Tax considerations

Certification

Certified Anti-Money Laundering Specialist (CAMS)

Series 24 - Compliance Supervisor

Series 7 - General Securities

Series 66 - State laws

Private Pilot License (PPL)

Timeline

AML Analyst

Cambridge Investment Research
08.2022 - Current

AML Analyst

PWC
01.2021 - 08.2022

AML Specialist

B Riley Financial
07.2020 - 11.2020

Financial Advisor

Edward Jones
03.2017 - 07.2020

BBA - Finance

Mississippi State University

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