Ladi Lemboye
TX
Summary
Skilled IT Auditor and Security Compliance Analyst with extensive experience in regulatory compliance, risk management, and cybersecurity. Adept at collaborating with cross-functional teams to mitigate risks and enhance organizational security posture. Proficient in utilizing tools like Power BI and Archer for insightful analysis and documentation. Committed to maintaining high standards of communication and effectiveness across all organizational levels.
Overview
7
7
years of professional experience
4
4
Certification
Work History
EMBEDDED RISK MANAGEMENT SPECIALIST
DEPOSITORY TRUST & CLEARING CORPORATION (DTCC)
01.2022 - Current
- Developed and implemented comprehensive risk management policies and procedures: Successfully established a robust risk management framework that reduced potential security threats by 30%, enhancing the organization's overall security posture
- Managed quarterly cybersecurity and risk reviews to ensure compliance: Led quarterly reviews that resulted in a 95% compliance rate with industry standards, significantly reducing the risk of regulatory penalties
- Led pre-audit readiness initiatives and ensured teams were prepared for audits: Achieved a100% audit readiness score, ensuring seamless internal and external audit processes with no major findings
- Collaborated with cross-functional teams to remediate issues before deadlines: Improved issue resolution time by 40%, ensuring that all critical issues were addressed ahead of schedule, thereby minimizing potential disruptions
- Oversaw evidence package preparation for regulatory adherence: Enhanced the accuracy and completeness of evidence packages, contributing to a 20% improvement in audit outcomes and regulatory satisfaction
- Conducted issue monitoring to maintain regulatory compliance: Maintained a zero non-compliance rate by proactively monitoring and addressing potential regulatory issues
- Utilized Power BI and Archer for strategic data analysis: Leveraged data analytics to provide actionable insights, resulting in a 25% increase in risk mitigation effectiveness
- Reviewed regulatory reporting processes for accuracy and timeliness: Streamlined reporting processes, achieving a 15% reduction in reporting errors and ensuring timely submissions
- Facilitated management control testing for all identified controls: Increased control effectiveness by 30% through rigorous testing and validation, strengthening the organization's internal controls
- Identified risks and implemented proactive measures with cross-functional teams: Successfully identified and mitigated emerging risks, reducing potential impact by 35% and enhancing organizational resilience
IT AUDITOR
PINNACLE HEALTH SERVICES, INC
01.2020 - 01.2022
- Led the development and execution of SSAE16 (SAS70) SOC1 Type2 report reviews across multiple industries
- Managed SOX testing to evaluate the strength and effectiveness of IT General Controls
- Oversaw integrated audits using COBIT, COSO, PCI DSS frameworks for compliance assessments
- Conducted Federal Compliance and Financial Audits with frameworks like FISMA, NIST, ISO27001
- Developed security categorization and privacy analysis aligning with FIPS199 standards
IT AUDITOR
EZEK SYSTEMS LLC
01.2018 - 01.2020
- Evaluated IT and business processes through key internal control documentation
- Reviewed compliance with internal policies, existing laws, and adequacy of controls
- Executed IT general controls assessments, including disaster recovery and security evaluations
- Identified risks related to IT infrastructure and provided recommendations for improvements
- Facilitated communication between internal teams and external auditors, ensuring clarity and efficiency
Education
Bachelor of Science - Political Science
Lagos State University
Skills
- Proficient in Embedded Risk Management, Issue Monitoring, Documentation Review, Evidence Package Creation
- Comprehensive auditing expertise: planning, studying, evaluation, testing of controls, reporting, and follow-up
- Proficient in Risk Management Framework (RMF) and Systems Development Life Cycle (SDLC)
- In-depth knowledge of security frameworks: Sarbanes-Oxley404, COSO, COBIT, PCI-DSS, HIPAA, SSAE18, ISO27001
- Strong analytical, critical thinking, and effective communication skills
- Expertise in Security Life Cycle, Vulnerability Management, utilizing FISMA, NIST800-53, NIST SP800-37 standards
Certification
- Certified Information Systems Auditor (CISA)
- Certified Information Security Manager (CISM)
- CompTIA Security+ CE
- Anti-Money Laundering (AML) and Financial Crime Certification
Affiliations
- Member of Oracle Inc.
- Member of Information Systems Audit and Control Association (ISACA)
- Member of the Institute of Internal Auditors
Timeline
EMBEDDED RISK MANAGEMENT SPECIALIST
DEPOSITORY TRUST & CLEARING CORPORATION (DTCC)
01.2022 - Current
IT AUDITOR
PINNACLE HEALTH SERVICES, INC
01.2020 - 01.2022
IT AUDITOR
EZEK SYSTEMS LLC
01.2018 - 01.2020
- Certified Information Systems Auditor (CISA)
- Certified Information Security Manager (CISM)
- CompTIA Security+ CE
- Anti-Money Laundering (AML) and Financial Crime Certification
Bachelor of Science - Political Science
Lagos State University
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