Summary
Overview
Work History
Education
Skills
Timeline
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Marsha Johnson

Sayreville

Summary

Dynamic Complex Risk Officer at Morgan Stanley with a proven track record in operational risk management and regulatory compliance. Enhanced cross-departmental communication and championed proactive risk mitigation strategies, fostering a culture of accountability. Skilled in problem-solving and relationship building, consistently optimizing resource allocation to strengthen risk profiles.

Series 7, 8, 63 and 65.

Up to date with FINRA Continuing Ed

Overview

44
44
years of professional experience

Work History

Complex Risk Officer

Morgan Stanley
02.1981 - 05.2025
  • Conducted comprehensive reviews of risk policies, ensuring alignment with regulatory requirements and industry standards.
  • Enhanced communication between departments, fostering a culture of risk awareness and accountability throughout the organization.
  • Liaised between legal and compliance divisions on customer complaints and litigation.
  • Collaborated with cross-functional teams to assess overall risk profiles, optimizing resource allocation for maximum impact on risk mitigation.
  • Championed a culture of continuous improvement in risk management practices, instilling a proactive approach to managing threats before they materialize.
  • Maintained composure in stressful situations, confrontations, interviews and records searches.
  • Took initiative in gathering information and solving problems independently within highly structured corporate environment.
  • Created and maintained compliant work environment.
  • Conducted periodic compliance audits and reviews to identify areas of improvement.
  • Client contacts

Education

Brooklyn College
Brooklyn, New York

Skills

  • Operational risk management
  • Effective time management
  • Collaborative teamwork
  • Problem solving prowess
  • Inter Personnel Skills
  • Ethical conduct awareness
  • Regulatory compliance
  • Fraud detection techniques
  • Risk mitigation strategies
  • Strong communication
  • Risk assessment expertise
  • Cybersecurity risk
  • Scenario analysis development
  • Know your customer
  • Risk reporting
  • Portfolio management
  • Problem-solving
  • Teamwork and collaboration
  • Attention to detail
  • Multitasking
  • Excellent communication
  • Active listening
  • Adaptability and flexibility
  • Relationship building
  • Privacy and confidentiality
  • Self motivation

Timeline

Complex Risk Officer

Morgan Stanley
02.1981 - 05.2025

Brooklyn College

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Marsha Johnson