Matthew Roth
Tempe,AZ
Summary
Dynamic High Net Worth Representative with expertise in asset transfers and client onboarding. Skilled in financial statement analysis and problem-solving, dedicated to delivering customized strategies that enhance client satisfaction and trust.
Overview
1
1
Certification
14
14
years of professional experience
Work History
High Net Worth Representative
Vanguard
Scottsdale, AZ
09.2025 - Current
- Serve as single point of contact for transfers of assets from 500k-5 million dollars, overseeing until completion.
- Cultivate strong client relationships through proactive communication and tailored financial solutions.
- Assist clients with the onboarding process and opening of complex account types along with transferring assets.
- Deliver exceptional customer service, promptly addressing inquiries and resolving complex issues.
- Develop strong relationships with clients, ensuring their long-term trust and loyalty to the firm.
- Educate clients on financial topics and best practices.
Asset Protection/Fraud Analyst
Nordstrom
Scottsdale, AZ
12.2019 - 08.2025
- Analyzed transaction data to identify and investigate fraudulent activities.
- Conducted thorough investigations on flagged accounts, documenting findings accurately.
- Implemented new monitoring tools, enhancing detection of suspicious patterns.
- Collaborated with cross-functional teams to develop fraud prevention strategies.
Verifications Advocate
Carvana
Tempe, AZ
07.2019 - 11.2019
- Advised clients on regulatory matters, ensuring adherence to industry-specific guidelines and practices.
- Collaborated with cross-functional teams to resolve disputes and manage risk effectively.
- Conducted legal research to support case strategies and provided accurate advice on complex issues.
- Drafted and reviewed legal documents, contracts, and agreements to ensure compliance with applicable laws.
Sales Associate
Nordstrom
06.2012 - 06.2016
- Delivered exceptional customer service by assisting clients with product selection and inquiries.
- Developed strong product knowledge to support upselling and cross-selling initiatives.
- Processed transactions accurately using point-of-sale systems, enhancing checkout efficiency.
- Maintained visual merchandising standards, ensuring displays aligned with brand guidelines.
Education
Bachelor of Science - Finance And Economics With A Minor in Analytics
Grand Canyon University
Phoenix, AZ04-2019
Skills
- Trust management
- Wealth management
- Prospect development
- Asset allocation
- Client relationship management
- Wealth management
- Problem-solving
- Multitasking
- Strong attention to detail
- Financial statement analysis
Certification
SIE
Series 7
Series 63
Timeline
High Net Worth Representative
Vanguard
09.2025 - Current
Asset Protection/Fraud Analyst
Nordstrom
12.2019 - 08.2025
Verifications Advocate
Carvana
07.2019 - 11.2019
Sales Associate
Nordstrom
06.2012 - 06.2016
Bachelor of Science - Finance And Economics With A Minor in Analytics
Grand Canyon University