Mcmillan Hulsey
Jacksonville Beach,FL
Summary
Assistant Vice President with over 15 years of expertise in trade management and securities trading, specializing in equity derivatives. Demonstrates visionary leadership in optimizing complex financial operations and enhancing client relations, while spearheading process improvements and innovative solutions on a global scale. Committed to advancing risk management practices and fostering collaborative environments to drive effective team leadership.
Overview
15
15
years of professional experience
Work History
Assistant Vice President – Delta One Middle Office
CITI
03.2022 - Current
- Provide support to Delta One Front Office Sales and Trading around lifecycle management
- Trade handling across equity and swap businesses, including trade capture/allocation, trade exception clearance and connectivity issue resolution with our tech partners
- Main point of contact for tier 1 client settlement resolutions
- Manage FX trade management, including daily risk and monthly book rebalances
- Capture Delta One corporate action transactions for equity business on all North American securities
- Manage front-to-back bookings and clearance for futures contracts across North American business
- Contribute to the development of new techniques for the trade life cycle, and improve processes and workflows across all Delta One regions globally
Associate, Team Lead – Global Equity Derivatives Support
DeUTSCHE bANk
01.2016 - 12.2021
- Managed unwinding of client and firm books since July 2019 global bank decision to exit equity business
- Lead US weekly global calls with Europe, Asian counterparts during unwind process
- Direct contact with head of sales desk/other managing directions on weekly phone calls
- Lead meetings and business resolution between support team, internal counterparts in margin, PB, cash, collateral
- Added High Net Worth client base; main contact between DB sales, HNW client, HNW external advisor
- Book HNW variable deliverable forwards; ensure downstream feeds to internal and all external vendors
- Liaise with DB tax for HNW reporting and correct tax documentation
- Book structured note buybacks in all systems to assist in the business unwind
- Lead team to document all processes/procedures to ensure seamless transition for future team members
Senior Operations Analyst – Global Equity Derivatives Support
DeUTSCHE bANk
10.2013 - 01.2016
- Leverage knowledge of bank wide processes/relationships to solve issues including, collateral, margin, valuations, on-boarding GED clients
- Manage front office relationship with DB sales and trading, primary contact point for Tier 1 clients
- Book and settle all listed equity trades, escalation point for any outstanding breaks
- Clear option trades through the OCC and resolve any breaks with client/external brokers
- Lead remediation projects involving FATCA, OCC listed option documents, internal and external trade reporting
- Streamlined entire process/technology for equity electronic trading
Financial Representative
FIDELITY INVESTMENTS
04.2010 - 10.2013
- Provide operational, trading support daily to clients
- Assist in management projects on new hire training
- Answer client inquiries regarding margin calls and intraday buying power
- Expert on 529 college savings accounts
Education
Bachelor of Science - Sports Management
University of South Carolina
Columbia, SC12.2009
Skills
- Decision making & judgment
- Issue resolution skills
- Recruitment / human resources
- Recruiting and hiring
- Financial management
- Strategic planning
- Organizational development
- Department policies & procedure implementation
- Operations management
Professional Licenses
- Series 7 (General Securities Representative Exam)
- Series 63 (Uniform Securities Agent State Law Exam)
Timeline
Assistant Vice President – Delta One Middle Office
CITI
03.2022 - Current
Associate, Team Lead – Global Equity Derivatives Support
DeUTSCHE bANk
01.2016 - 12.2021
Senior Operations Analyst – Global Equity Derivatives Support
DeUTSCHE bANk
10.2013 - 01.2016
Financial Representative
FIDELITY INVESTMENTS
04.2010 - 10.2013
Bachelor of Science - Sports Management
University of South Carolina
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