Mea L. Epps
Collinsville,IL
Summary
Dedicated Industry professional with a history of meeting company goals utilizing consistent and organized practices. Skilled in working under pressure and adapting to new situations and challenges to best enhance the organizational brand.
Overview
8
8
years of professional experience
Work History
Product Manager
Wells Fargo Advisors
12.2017 - Current
Reviewed numerous requests in Investor Qualifications Questionnaire (IQQ) for firm and regulatory compliance.
Served as Subject Matter Expert (SME) for IQQ processes across teams.
Conducted one-on-one training sessions for new hires and field personnel.
Managed risks associated with Regulation D compliance during IQQ process.
Facilitated transition of IQQ review from Alternative Investments Product Team to Central Supervision Unit.
Provided demonstrations of IQQ system and addressed user inquiries regarding Evidence Based Control Evaluation (EBCE).
Collaborated with IT Design teams on build, implementation, and upgrades of IQQ system.
Education
English
Southeast Missouri State University
Cape Girardeau, MO05.1986
Additional Information
Series 7, 66 licensed
Timeline
Product Manager
Wells Fargo Advisors
12.2017 - Current
English
Southeast Missouri State University
Similar Profiles
PATRICIA M. SCHERERPATRICIA M. SCHERER
Regional Bank Private Banker II at Wells Fargo Bank / Wells Fargo AdvisorsRegional Bank Private Banker II at Wells Fargo Bank / Wells Fargo Advisors
JAUNDRA D. BULLOCKJAUNDRA D. BULLOCK
Client Transaction Specialist at Wells Fargo AdvisorsClient Transaction Specialist at Wells Fargo Advisors
Aiden KianiAiden Kiani
Associate Branch Manager at Wells Fargo AdvisorsAssociate Branch Manager at Wells Fargo Advisors
Lisa JamesLisa James
Senior Compliance Consultant at Wells Fargo Advisors, LLCSenior Compliance Consultant at Wells Fargo Advisors, LLC
Stephen GerstStephen Gerst
Therapist at Hoyleton Youth & Family ServicesTherapist at Hoyleton Youth & Family Services