Seasoned Regulatory Affairs Officer with 13 years in developing effective processes and executing regulatory affairs initiatives for the Clinical Research industry. Improved processes and assisted product development in meeting regulatory requirements. Methodical and objective with good judgment and sound critical thinking and problem-solving abilities.
Overview
12
12
years of professional experience
Work History
Senior Regulatory Operations Specialist
Lotus Clinical Research
04.2020 - 02.2023
Completed all IRB and other regulatory submissions for the company
Completed reviews of essential documents following Essential Document Checklist QC and IP Release Checklist QC.
Collected, received, and performed first review of required study-specific site regulatory/essential in accordance with applicable SOPs, guidelines and relevant study specific plans. Implements corrective action as needed, prior to essential document review sign off and follow up on Non-Hold items post sign off (where applicable)
Coordinated the review of all IND reports by Investigators for IRB submission.
Prioritized project-related tasks to efficiently complete essential tasks.
Wrote or updated standard operating procedures, work instructions or policies.
Performed and lead monthly QCs of the eTMF always maintains an audit ready status.
Ensured that TMF Monthly Metrics reviewed were always above 85%.
Coordinated review of all IND reports by Investigators for IRB submission
Monitored and maintains protocol and ICF version control
Participated in project specific training as required
Created training processes in accordance with relevant Standard Operating Procedures and Work Instructions
Participated in leading team meetings and updated SOPS and WIs that were to be implemented
Ensured study start up activities wet met per sponsors timelines
Managed and maintained hospital accreditations for all staff at all Lotus locations
Oversaw site certifications (CLIA, DEA, etc.)
Implemented regulatory guidance procedures.
Recommended improvements to processes.
Performed and documented quality control checks to maintain compliance with company initiatives.
Motivated and trained employees to maximize team productivity.
Tracked and analyzed reports to determine needed improvements.
Worked with Project Managers and functional leads to ensure that the Essential Document List in the eTMF is an accurate reflection of required documents per study.
Prepared and maintained the Trial Master File (TMF) for all studies being managed by the company.
Senior Site Activation Specialist
Worldwide Clinical Research
09.2019 - 04.2020
Supported the collection of country and site level intelligence, as per Worldwide internal procedure
Performed pre-award feasibility studies for potential sites as requested
Supported the development of a preliminary potential site list
Supported Site Identification activities including the negotiation and collection of Confidential Disclosure Agreements and the collection and analysis of Site Identification Questionnaires
Supported the development and adaptation of country/site specific informed consent forms
Maintained regular communication with sites to ensure timely completion of start-up and maintenance activities
Where applicable, provided local follow up and updates of status of local EC submissions to the Regulatory Affairs and relevant teams assigned to the project
Where required, completed, managed and/or supported country and site-specific activities (e.g., compiling, submitting and obtaining import/export licenses, radiation board and biobank committee approvals, etc.)
Conducted training of other SASs as requested and appropriate.
Support of translations as per Worldwide internal SOP of essential document collection and review to facilitate synchronized start-up.
Collected, received, and performed first review of required study-specific site regulatory/essential in accordance with applicable SOPs, guidelines and relevant study specific plans. Implements corrective action as needed, prior to essential document review sign off and follow up on Non-Hold items post sign off (where applicable)
Tracked study-specific site regulatory documents by site and/or country and follows up with sites or internal team members as needed and reports to the Project Manager or other functional leads.
Conducted training of other SASs as requested and appropriate.
Senior Project Team Associate
PharPoint Research, LLC
03.2019 - 04.2020
Functioned in the role of Super User for the Clinical Trial
Management System CTMS (Clinical Force) for the company
Responsibilities include the development of training modules to be implemented on Litmus Training
Management System, da ta input into respective modules, study template development, permission and role management, project tracking, provided assistance and training to other team members utilizing the system and interfacing with the accounting group as necessary for the investigator payment module
Created and implemented process documents for the clinical department
Assisted with the assessment of current and future clinical management software
Developed and implemented departmental working practices in support of clinical study organization
Trained new employees hired in the role of Project Team
Associates as well as other clinical operations staff
Assisted the Project Manager or designee with the development of vendor specifications per study protocol, collection of cost estimates and assists with the implementation of study vendors as necessary
Participated in the execution of multiple clinical studies and assumes necessary responsibilities as delegated by the project management staff, including the preparation of research documents, monitoring guidelines and study management plans.
Senior Country Submissions Specialist
Syneos Health
10.2015 - 02.2019
Tracked all company and essential study documents required for the implementation, monitoring and evaluation of clinical trials
Assisted with the identification and recruiting of investigator physicians and study sites through the contact module within the CTMS system
Tracked and assisted with distribution as well as the review process of all study contracted services, such as central lab,
IVRS, central IRB, IP vendors, meeting planning services, core cardiac laboratories, Phase I units, etc
Developed and maintains the project study files according to company SOPs
Developed tracking reports for study progress within the
CTMS system
Interacted directly with sites to collect, review and process study start up essential documents
Assisted Quality Assurance by performing quality control audit procedures, including PharPoint Research and
Investigator study files, and clinical review of collected data and clinical forms
Updated all sponsor communications within the trial master file as directed by the project manager
Submitted timely and accurate project status reports as required by the Sponsor and per WIs and SOPS
Responded in a timely manner to expedient resolution of questions associated with the tracking of the clinical study within the CTMS system
Responded to project team members in a professional, timely and thorough manner using company resources as necessary
Maintained compliance with all policies, procedures of the company, including security and safety
Routinely stays abreast of GCP, updated guidance from FDA as it relates to clinical research
(formerly inVentiv Health Clinical)
Conducted research and maintained proficiency of local requirements for documentation of IRB/EC and
Completed Regulatory Authority submission approvals, and subsequent follow-up documentation and providing updates of local processes and requirements to the Regulatory
Intelligence portal
Liaison with study sites regarding essential document collection and assisting with IRB/EC submissions
Mentored junior staff on local regulations and internal procedures.
Site Regulatory Specialist
INC Research, LLC
02.2014 - 10.2015
Occasionally played the role of Country Expert for internal intelligence collection and training purposes
Lead a single country/domestic study by providing work direction and oversight to teams
Completed review of essential documents following Essential Document Checklist QC
Ensured all relevant documents are submitted to the Trial
Master File (TMF) as per company SOP/Sponsor requirements
Supported other departments as necessary
Acted as study start-up project lead on projects with limited scope establishing the CTA submission strategy (Regulatory
Authorities and IRB/EC)
Acted as Subject Matter Expert (SME) for a specific function of EDCS in a specific project or region
Provided regular local status updates to SSU Project Lead; update appropriate study-tracking tools with local essential document and ethics committee status and maintain project tracking systems for assigned projects
Customized country/site specific Patient Information Sheet and Informed Consent Forms and reviewing study documents
Completed assigned training programs and applying learning
Completed necessary administrative tasks
Performed other duties as assigned
Collected and reviewed essential document packages for site activation
Provided regular local status updates to SSU Project Lead, update appropriate study-tracking tools with local essential document and ethics committee status, when required
Prepared and submitted Central EC Applications, Local EC applications, RA applications and other local regulatory authorities and hospital approval submissions as required
Worked with contracts lead to agree on site-specific country template contract and budget
Followed the project direction and expertise provided by the designated country SSUL
Served as the primary point of contact for the SSUL/PM (or designee during start-up on a few allocated projects
Forecasted submission/approval timelines and ensured they were compiled; if forecasted timelines were not reached: provided clear rationale for delays, contingency plan to mitigate impact, and escalated the issue as soon as identified
Monitored basic financial aspects of the project and the number of hours/tasks available per contract; escalated discrepancies in a timely fashion.
Global Vendor Contracts Specialist
INC Research, LLC
03.2013 - 09.2013
Reviewed Standard Operating Procedures (SOPs) and Work
Instructions (WI) in a timely manner and kept training records
updated accordingly
Ensured continuous improvement of quality in all Site
Start-Up (SSU) components at the country level where
assigned (submissions, essential document collection,
communication to Competnt Authorities and ECs, etc.)
Assisted with administration of customer, vendor and site
contracts
Developed and bring to closure contracts with vendors who
provide necessary goods and services
Maintained primary
responsibility for the boilerplate provisions contained within
approved contract templates
Facilitated contract management functions with internal and
external legal, finance and clinical operations
Liaison between Contracts & Functional Services staff and
internal/external customers
Provided functional guidance and keeps Contracts &
Functional Services teams aware of contract status
Communicated and explained legal and budgetary issues to
internal and external parties
Assisted in generating amended documents
Prepared contract management documentation for projects
Maintained contract templates and study specific files and
databases
Maintained strong working relationships with internal project
teams
Streamlined contracts/proposals into internal processes
Initiated and introduced creative ideas and solutions
Reviewed non-standard contract documents provided by a
vendor
It is the responsibility of this position to evaluate the
offered external contract document against INC Research,
LLC guidance and policy
Maintained open communication with the requesting
stakeholders and operational teams
Provide support as
needed and act to ensure that the contract document as
executed by INC Research, LLC fairly and faithfully reflects
the scope, budget and operational matters as approved by the
relevant stakeholder(s)
Attended to administrative matters related to the approval and
execution of contracts including securing Nondisclosure
Regulatory Records Specialist
INC Research, LLC
06.2011 - 03.2013
Agreements, Certificate Insurance or other financial
documentation as required., Created, maintained, and tracked the document repository for
all study-related clinical documents in accordance with
relevant guidelines to ensure compliance and security
Processed, scanned, indexed, routed, and maintained files for
clinical documents according to SOPs/WIs
Participated in preparation and reconciliation of Trial Master
File documentation related to archival and shipments to
sponsors
Adhered to sponsor-specific tracking guidelines as well as
relevant SOPs/WIs
Participated in project specific training as required
Created training processes in accordance with relevant
Standard Operating Procedures and Work Instructions
Participated in leading team meetings
Mentored staff in process changes of handling the essential
regulatory documents
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Education
GCP Certificate -
CITI
04.2023
Bachelor of Arts - International Business, Anthropology
Peace College
2011
Skills
Regulatory Monitoring
Knowledge of ICH GCP
Project Development
Time Management
Compliance Oversight
Regulatory Documents
Regulatory Compliance
Clinical Trial Protocols
US/CAN Regulatory Compliance
System Improvements
Risk Management
Document Review
Training
ISO Standards
Critical Thinking
Federal Regulations
Pre-Market Submissions
Regulatory Processes
Timeline
Senior Regulatory Operations Specialist
Lotus Clinical Research
04.2020 - 02.2023
Senior Site Activation Specialist
Worldwide Clinical Research
09.2019 - 04.2020
Senior Project Team Associate
PharPoint Research, LLC
03.2019 - 04.2020
Senior Country Submissions Specialist
Syneos Health
10.2015 - 02.2019
Site Regulatory Specialist
INC Research, LLC
02.2014 - 10.2015
Global Vendor Contracts Specialist
INC Research, LLC
03.2013 - 09.2013
Regulatory Records Specialist
INC Research, LLC
06.2011 - 03.2013
GCP Certificate -
CITI
Bachelor of Arts - International Business, Anthropology
Owner and Clinical Director at Yellow Lotus Clinical Services for Healing PLLCOwner and Clinical Director at Yellow Lotus Clinical Services for Healing PLLC
Research Intern at Michigan Institute of Clinical and Health Research - ResearchResearch Intern at Michigan Institute of Clinical and Health Research - Research