Summary
Overview
Work History
Education
Timeline
Generic

Michael Brown

Norwood,MA

Summary

Resourceful Senior Compliance Analyst known for high productivity and efficiency in task completion. Possess deep understanding of regulatory requirements, risk management strategies, and audit processes critical to maintaining compliance standards. Excel in analytical thinking, problem-solving, and communication skills, ensuring clear interpretation and implementation of complex regulations across departments.

Overview

30
30
years of professional experience
1995
1995
years of post-secondary education

Work History

Senior Compliance Analyst

Empower Retirement
Greenwood, Colorado
10.2010 - Current
  • Conducted compliance audits to ensure regulatory adherence across retirement plans.
  • Developed and implemented compliance training programs for staff and stakeholders.
  • Reviewed policies and procedures for alignment with federal regulations and best practices.

Senior Compliance Analyst

Sentinel Benefits & Financial Group
Reading, Massachusetts
05.2008 - 10.2010
  • Conducted compliance audits to ensure regulatory adherence across retirement plans.
  • Developed and implemented compliance training programs for staff and stakeholders.
  • Reviewed policies and procedures for alignment with federal regulations and best practices.

Senior Compliance Analyst

MFS Investment Management Company
Boston, Massachusetts
09.1995 - 06.2007
  • Conducted compliance audits to ensure regulatory adherence across retirement plans.
  • Developed and implemented compliance training programs for staff and stakeholders.
  • Reviewed policies and procedures for alignment with federal regulations and best practices.

Education

Bachelor of Science - Business Administration

Northeastern University
Boston, MA
07.1995 - 07.2001

Associate of Science - Business Administration

Newbury College
Boston, Massachusetts
09.1987 - 05.1989

Copley Square International High School
Boston, Massachusetts

Timeline

Senior Compliance Analyst

Empower Retirement
10.2010 - Current

Senior Compliance Analyst

Sentinel Benefits & Financial Group
05.2008 - 10.2010

Senior Compliance Analyst

MFS Investment Management Company
09.1995 - 06.2007

Bachelor of Science - Business Administration

Northeastern University
07.1995 - 07.2001

Associate of Science - Business Administration

Newbury College
09.1987 - 05.1989

Copley Square International High School
Michael Brown