Michael Graybeal

• Coordinated efforts with onboarding and due diligence teams to ensure effective risk-based evaluations of higher-risk client portfolios.
• Analyzed and optimized decisioning frameworks to meet AML, CIP, and CDD compliance requirements.
• Coordinated efforts with peers and leadership to detect risk trends and ensure timely escalation and thorough review pathways.
• Ensured accurate tracking of KPIs/KRIs to support risk management and improve team performance metrics.
• Engaged with compliance and risk teams to reinforce governance frameworks and optimize control measures.
• Delivered ongoing support and constructive feedback to maintain high standards in risk assessment documentation within the team.

Directed team activities to ensure compliance with regulatory remediation initiatives and fulfill examination commitments.

• Facilitated the development and execution of sustainable control processes to ensure compliance with BSA/AML and OFAC regulations.
• Facilitated translation of regulatory expectations into actionable workflows and monitoring strategies.
• Developed comprehensive executive reports to enhance understanding of project progress and associated risks.

• Engaged with audit and business partners to assess and enhance AML and OFAC program performance.
• Analyzed control deficiencies and guided teams in formulating effective risk mitigation strategies.
• Contributed to the development of audit deliverables aimed at providing clear insights into risk and control frameworks.

• Evaluated transaction patterns to support SAR decision-making processes.
• Facilitated communication between compliance, legal, and internal stakeholders to enhance risk mitigation efforts.
• Developed and maintained thorough case documentation to uphold regulatory requirements.

• Managed end-to-end publishing operations to ensure timely dissemination of research findings.
• Coordinated efforts between research analysts, editorial staff, and compliance to maintain consistency in published materials.
• Administered client access to research portal to uphold security protocols and protect sensitive information.
• Developed comprehensive reports for management and leaders, focusing on view trends and individual portal activity to inform strategic decisions.