Michelle Cadiz
Franklin,WI
Summary
Detail-oriented Analyst bringing 20 years of experience assessing financial documentation, recommending improvements and maintaining ongoing monitoring. Well-versed in using Microsoft Office, data warehousing tools and implementing statistical analysis techniques. Accomplished in handling dynamic needs with forward-thinking mindset and expert knowledge of Financial operations.
Overview
14
14
years of professional experience
1
1
Certification
Work History
Performance Reporting Analyst, AVP
Baird
Milwaukee, WI
01.2021 - Current
- Plan and arrange meetings with external organizations and individuals, enabling parties to meet and discuss project progress.
- Participated in requirements meetings and data mapping sessions to understand business needs and set ambitious yet achievable goals.
- Worked within Excel, SQL and PowerBI to compile and review information with pivot tables and charts.
- Translated complex technical information into intuitive clear format.
- Performed audits of vendor platforms to assess compliance with Risk standards.
- Researched and resolved issues regarding integrity of data flow into databases.
- Updated systems to improve and streamline data collection.
- Develop and leverage information / data models to monitor process efficiency and data integrity.
- Participates on project teams creating requirements and testing through workflow analysis and use cases related to owned process or platform
Performance Reporting Senior Specialist, AVP
Baird
Milwaukee, WI
05.2016 - 12.2020
- Devised new systems and specific processes to handle ongoing monitoring needs for potential risks.
- Assist internal clients with troubleshooting platforms and client facing reports.
- Assist with quarterly production of client facing reports.
- Identified innovative and automated approaches to routine tasks, making suggestions that were widely received.
- Collaborate with internal and external networks to establish efficiencies to existing processes, identify potential objections or obstacles, and define alternative solutions.
Compliance Registration Analyst, AVP
Baird
Milwaukee, WI
01.2014 - 04.2016
- Produced and filed reports to inform senior management of current activities and progress with investigations.
- Develop and analyze daily, monthly, and other periodic registration reports to establish compliance amongst registered associates.
- Lead project initiatives to create database to house firm wide securities and insurance workflows.
- Interpret and maintain on-going review of regulatory changes for securities, NFA and insurance and provide guidance to business units regarding changes
- Developed improvement and corrective action plans to bring operations in line with requirements.
Compliance Registration Specialist
Baird
Milwaukee, WI
05.2012 - 12.2013
- Confirmed data and licensing information through investigations and notified violators of required changes to bring operations into compliance.
- Enforced compliance using complex state and federal laws, rules and regulations for industry.
- Participated in continuous improvement by generating suggestions, engaging in problem-solving activities to support teamwork.
- Prepared varieties of different written communications, reports and documents to ensure smooth operations.
Licensing and Commissions Account Manager
AIG American General
Milwaukee, WI
01.2006 - 09.2010
- Evaluated account and service histories to identify trends, using data to mitigate future issues.
- Increased efficiency and team productivity by promoting operational best practices.
- Closely collaborated with project members to identify and quickly address problems.
- Assist with development of training programs to handle system-wide issues and maintain compliance.
- Wrote, reviewed and interpreted contract documents.
- Subject matter expert in licensing platforms.
- Provided support and troubleshoot problems regarding licensing policies, procedures, and regulations.
Education
Associate of Arts - Business
University of Phoenix
Tempe, AZ06.2012
Skills
- Trend Analysis
- Conducting investigations
- Critical Thinking
- Written Communication
- Flexible and Adaptable
- Problem-Solving
- Planning and Coordination
- Self-Motivated
Additional Skills
Efficient in Data Solution tools such as SQL and PowerBI.
Proficient in Microsoft Office.
Certification
- FINRA Series 99/SIE License - Jan 2018
Timeline
Performance Reporting Analyst, AVP
Baird
01.2021 - Current
Performance Reporting Senior Specialist, AVP
Baird
05.2016 - 12.2020
Compliance Registration Analyst, AVP
Baird
01.2014 - 04.2016
Compliance Registration Specialist
Baird
05.2012 - 12.2013
Licensing and Commissions Account Manager
AIG American General
01.2006 - 09.2010
Associate of Arts - Business
University of Phoenix
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