Summary
Overview
Work History
Education
Skills
Additional Skills
Certification
Timeline
Generic

Michelle Cadiz

Franklin,WI

Summary

Detail-oriented Analyst bringing 20 years of experience assessing financial documentation, recommending improvements and maintaining ongoing monitoring. Well-versed in using Microsoft Office, data warehousing tools and implementing statistical analysis techniques. Accomplished in handling dynamic needs with forward-thinking mindset and expert knowledge of Financial operations.

Overview

14
14
years of professional experience
1
1
Certification

Work History

Performance Reporting Analyst, AVP

Baird
Milwaukee , WI
2021.01 - Current
  • Plan and arrange meetings with external organizations and individuals, enabling parties to meet and discuss project progress.
  • Participated in requirements meetings and data mapping sessions to understand business needs and set ambitious yet achievable goals.
  • Worked within Excel, SQL and PowerBI to compile and review information with pivot tables and charts.
  • Translated complex technical information into intuitive clear format.
  • Performed audits of vendor platforms to assess compliance with Risk standards.
  • Researched and resolved issues regarding integrity of data flow into databases.
  • Updated systems to improve and streamline data collection.
  • Develop and leverage information / data models to monitor process efficiency and data integrity.
  • Participates on project teams creating requirements and testing through workflow analysis and use cases related to owned process or platform

Performance Reporting Senior Specialist, AVP

Baird
Milwaukee , WI
2016.05 - 2020.12
  • Devised new systems and specific processes to handle ongoing monitoring needs for potential risks.
  • Assist internal clients with troubleshooting platforms and client facing reports.
  • Assist with quarterly production of client facing reports.
  • Identified innovative and automated approaches to routine tasks, making suggestions that were widely received.
  • Collaborate with internal and external networks to establish efficiencies to existing processes, identify potential objections or obstacles, and define alternative solutions.

Compliance Registration Analyst, AVP

Baird
Milwaukee , WI
2014.01 - 2016.04
  • Produced and filed reports to inform senior management of current activities and progress with investigations.
  • Develop and analyze daily, monthly, and other periodic registration reports to establish compliance amongst registered associates.
  • Lead project initiatives to create database to house firm wide securities and insurance workflows.
  • Interpret and maintain on-going review of regulatory changes for securities, NFA and insurance and provide guidance to business units regarding changes
  • Developed improvement and corrective action plans to bring operations in line with requirements.

Compliance Registration Specialist

Baird
Milwaukee , WI
2012.05 - 2013.12
  • Confirmed data and licensing information through investigations and notified violators of required changes to bring operations into compliance.
  • Enforced compliance using complex state and federal laws, rules and regulations for industry.
  • Participated in continuous improvement by generating suggestions, engaging in problem-solving activities to support teamwork.
  • Prepared varieties of different written communications, reports and documents to ensure smooth operations.

Licensing and Commissions Account Manager

AIG American General
Milwaukee , WI
2006.01 - 2010.09
  • Evaluated account and service histories to identify trends, using data to mitigate future issues.
  • Increased efficiency and team productivity by promoting operational best practices.
  • Closely collaborated with project members to identify and quickly address problems.
  • Assist with development of training programs to handle system-wide issues and maintain compliance.
  • Wrote, reviewed and interpreted contract documents.
  • Subject matter expert in licensing platforms.
  • Provided support and troubleshoot problems regarding licensing policies, procedures, and regulations.

Education

Associate of Arts - Business

University of Phoenix
Tempe, AZ
06.2012

Skills

  • Trend Analysis
  • Conducting investigations
  • Critical Thinking
  • Written Communication
  • Flexible and Adaptable
  • Problem-Solving
  • Planning and Coordination
  • Self-Motivated

Additional Skills

Efficient in Data Solution tools such as SQL and PowerBI.

Proficient in Microsoft Office.

Certification

  • FINRA Series 99/SIE License - Jan 2018

Timeline

Performance Reporting Analyst, AVP

Baird
2021.01 - Current

Performance Reporting Senior Specialist, AVP

Baird
2016.05 - 2020.12

Compliance Registration Analyst, AVP

Baird
2014.01 - 2016.04

Compliance Registration Specialist

Baird
2012.05 - 2013.12

Licensing and Commissions Account Manager

AIG American General
2006.01 - 2010.09

Associate of Arts - Business

University of Phoenix
  • FINRA Series 99/SIE License - Jan 2018
Michelle Cadiz