Miguel Caturra
Kearny,NJ
Summary
Highly-motivated employee with desire to take on new challenges. Strong worth ethic, adaptability and exceptional interpersonal skills. Adept at working effectively unsupervised and quickly mastering new skills. Hands-on, client-oriented banking professional implementing creative investment strategies. Dedicated to continuous improvement of modeling and statistical analysis.
Overview
6
6
years of professional experience
Work History
10B5-1 Operations Specialist
UBS Financial Services
Weehawken, NJ
10.2023 - Current
- Reviewed and processed daily trade confirmations, ensuring accuracy of data.
- Monitored and tracked open positions to ensure proper risk management practices were followed.
- Ensured accurate booking of trades into the system.
- Identified discrepancies in trading activity and resolved issues promptly and efficiently.
- Performed quality assurance checks on data entry prior to submission of trades into the system.
- Worked closely with traders in executing orders according to established guidelines.
- Tracked daily cash balances for multiple accounts and reported any discrepancies.
- Prepared journal entries for cash transactions and reconciled bank accounts on a monthly basis.
Client Service Specialist
UBS Financial Services
Weehawken, NJ
02.2022 - 10.2023
- Cross trained in all products within my team including Alternative Investments, Mutual Funds, Insurance and Annuities
- Built sustainable team relationships built on trust by applying excellent communication and interpersonal skills to FAs and CSAs.
- Greeted team members and provide immediate, friendly and knowledgeable support.
- Reviewed and resolved team concerns and issues, researching relevant details and clearly communicating solutions.
- Excelled in using programs like WDE, Peoplesoft, Morningstar, AI Hub
- Delivered high level of service to CSAs and FAs to both maintain and extend relationships for future business opportunities.
Representative
Santander Bank
North Arlington, NJ
09.2018 - 06.2021
- Maintained professionality and efficiency while working closely with leadership.
- Documented conversations with customers to track requests, problems and solutions.
- Evaluated customer account information to assess current issues and determine
- Explained bank services, financial products and applicable fees to customers.
- Assisted the banks financial advisor in setting up meetings with high profile customer by using the banks tools.
- Reached financial advisors’ goals in finding accounts with requirements met for expanding customer portfolios.
Education
High School Diploma -
Kearny High School
Kearny, NJ06.2016
Some College (No Degree) - Computer Science
Bergen Community College
Paramus, NJSkills
- Conversational and written fluency in Portuguese
- Trading Strategization
- Regulatory Compliance
- Communications
- MS Office
- Expectational telephone etiquette
- Conversational skills
Volunteer
- Did volunteer work for my close friends non-profit organization in feeding and providing necessities to the homeless people in the state of New Jersey
- Constantly volunteer at my local church in Kearny, New Jersey
Timeline
10B5-1 Operations Specialist
UBS Financial Services
10.2023 - Current
Client Service Specialist
UBS Financial Services
02.2022 - 10.2023
Representative
Santander Bank
09.2018 - 06.2021
High School Diploma -
Kearny High School
Some College (No Degree) - Computer Science
Bergen Community College