MILES HARVEY
Richmond,VA
Summary
Previous Legal and Compliance Intern with 10 weeks of experience conducting securities research for mutual funds, drafting compliant prospectuses, and analyzing client contracts. Skilled in financial models, data analytics, legal research, and compliance issues, with a strong background in mathematics.
Overview
2
2
years of professional experience
Work History
Legal and Compliance Intern
Davenport and Company LLC
Richmond, va
06.2024 - 08.2024
- Performed in-depth securities research for a $10 billion portfolio, specifically the Growth Opportunities fund (DEOPX).
- Provided fixed-income traders with valuable insights by thoroughly analyzing the municipal and corporate bond markets.
- Reviewed and analyzed client contracts and agreements to ensure compliance with FINRA and SEC regulations
- Aided in the preparation of legal documents and prospectus information for regulatory submissions
- Ensured accuracy and transparency by calculating management fees and commissions for a variety of broker-dealer accounts.
Summer Experience Group Counselor
St. Christopher's School
Richmond, va
06.2022 - 08.2023
- Managed activities and programs for St
- Christopher's School through the Summer Experience program
- Successfully managed summer camp programs, overseeing groups of 20-30 children and organizing a variety of stimulating activities.
- Facilitated multisports camps for inexperienced elementary-age students.
Education
Bachelor of Science - Economics and Computer Science
Trinity College
Hartford, CT05-2027
High School Diploma -
St. Christopher's School
Richmond, VA05.2023
Skills
- Financial Accounting
- Microsoft Excel and PowerPoint
- Legal Research and Review
- Financial Analysis
- Financial statement preparation
Timeline
Legal and Compliance Intern
Davenport and Company LLC
06.2024 - 08.2024
Summer Experience Group Counselor
St. Christopher's School
06.2022 - 08.2023
Bachelor of Science - Economics and Computer Science
Trinity College
High School Diploma -
St. Christopher's School
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