Monica Gonzales
Los Angeles,United States
Summary
Experienced regulatory licensing manager and legal leader adept at directing all facets of a licensing program to fulfill legal and regulatory responsibilities.
Overview
8
8
years of professional experience
Work History
Regulatory Licensing Manager
Atlas Exploration Inc.
San Francisco, United States
11.2021 - 01.2024
- Co-managed licensing program in collaboration with regulatory counsel to ensure compliance with legal and regulatory obligations.
- Researched and analyzed regulatory requirements, ensuring compliance with relevant laws and regulations.
- Managed licensing maintenance and management, including NMLS and state regulators' annual re-certification
- Demonstrated extensive knowledge in NMLS filings and effectively collaborated with external legal advisors, as well as bank partners, to handle licensing matters.
- Established strong communication channels with both internal stakeholders and regulators
- Managed Atlas project to secure new licensees, developing playbooks and collateral to expand licensing program.
Compliance Lead
Meta
Menlo Park, United States
10.2019 - 10.2021
- Conducted periodic audits to ensure compliance with applicable laws and regulations, resulting in no major non-compliance issues
- Collaborated effectively with Legal, Product, Engineering, Finance, and Marketing teams to achieve common goals.
- Implemented efficient and effective risk and compliance management practices, promoting a culture of compliance with required standards and processes.
- Developed and executed comprehensive monitoring and evaluation frameworks for ensuring compliance with established protocols.
Compliance Manager
FDIM
Los Angeles, United States
04.2019 - 10.2019
- Prepare quarterly reports to management regarding departmental preparations and implementation of new and existing guidelines
- Assisted in development of necessary public disclosures, releases and authorizations
- Assisting Executive Director of FDIM: California Consumer Privacy Act (CCPA), European Union's General Data Protection Regulations (GDPR), and ADA accommodations for staff and faculty
- Assisted with the Title IX Coordinator with sexual violence prevention and initiatives.
Sr. AML Analyst
INTUIT
Woodland Hills, United States
02.2017 - 03.2019
- Conducted reviews of customer profiles and transactions to ensure compliance with AML regulations
- Conducted periodic audits to ensure compliance with applicable laws and regulations, resulting in no major non-compliance issues
- Developed and implemented risk-based monitoring systems to ensure compliance with AML laws and regulations
- Drafted and updated AML policies and procedures to ensure compliance with regulatory requirements.
Consultant
Goraya Advisory
Los Angeles, United States
06.2016 - 01.2017
- Built a team of consultants with complementary skill-sets and managed the project timeline to ensure successful completion of projects on time and on budget
- Coached and mentored executive-level clients on best practices for organizational change management, resulting in successful implementation of new initiatives
- Developed and delivered client-facing presentations and workshops to educate stakeholders on new processes, resulting in widespread adoption and successful implementation
- Negotiated contracts and agreements with vendors and bank partners.
Education
Bachelor of Science -
California State University Los Angeles
Los Angeles, CA06.2010
Skills
- Teamwork Expert
- Communication Expert
- Regulatory Compliance Expert
- Licensing Expert
- Operations Expert
- Project Management Expert
Personal Information
Title: Regulatory Compliance Manager
Timeline
Regulatory Licensing Manager
Atlas Exploration Inc.
11.2021 - 01.2024
Compliance Lead
Meta
10.2019 - 10.2021
Compliance Manager
FDIM
04.2019 - 10.2019
Sr. AML Analyst
INTUIT
02.2017 - 03.2019
Consultant
Goraya Advisory
06.2016 - 01.2017
Bachelor of Science -
California State University Los Angeles
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