Naveen Vatslaya
Chicago,IL
Summary
Experienced Transaction Risk Operations Analyst specializing in risk assessment and compliance within financial services. Skilled in detecting transaction anomalies and validating documentation to ensure compliance standards. Strong background in AML, KYC, and transaction monitoring, utilizing Microsoft Excel, SQL, and Power BI for data analysis and trend identification to improve risk management strategies.
Overview
4
4
years of professional experience
Work History
Transaction Risk Operations Analyst
Burling Bank
Chicago, Illinois
01.2026 - Current
- Reviewed customer account activity and transaction patterns to identify unusual behavior and mitigate potential risks.
- Assisted with AML and KYC evaluations by analyzing customer data and transaction history, supporting compliance efforts.
- Identified AML and fraud indicators, including abnormal transaction frequency and inconsistent activity.
- Conducted preliminary reviews of transaction alerts, compiling critical information for thorough follow-up investigations.
- Performed due diligence reviews to verify completeness of customer documentation and account details.
- Investigated discrepancies between profiles and transaction activity, escalating concerns as necessary.
- Applied AML/KYC procedures and risk guidelines during customer information assessments.
- Documented findings, review decisions, and escalation details to ensure thorough case records.
AML Business Analyst
Equitas Small Finance Bank
Hyderabad, Telangan
08.2022 - 09.2023
- Documented AML/KYC business requirements to support compliance initiatives.
- Analyzed AML processes to identify control gaps and operational issues.
- Collaborated with compliance and operations teams to clarify requirements and resolve process challenges.
- Reviewed AML workflows and case management processes, enhancing accuracy and consistency.
- Recommended improvements to address recurring AML process issues and strengthen controls.
- Supported risk assessments through review of customer activity patterns and compliance standards.
- Assisted with UAT by validating business scenarios and expected outcomes.
- Presented findings and requirements to stakeholders in business, compliance, and operations.
Education
Master of Science - Computer And Information Sciences
Roosevelt University
Chicago, IL12-2025
Bachelor of Science - Electrical, Electronics And Communications Engineering
Jawaharlal Nehru Technological University
Hyderabad08-2022
Skills
AML and compliance
Customer due diligence
Transaction analysis
Fraud indicators
Suspicious activity reporting
Risk assessment
Alert review
Case escalation
- Compliance oversight
- Regulatory compliance
- Risk analysis
- Internal controls
- Document analysis
- Data analysis and reporting
- SQL and Power BI skills
Timeline
Transaction Risk Operations Analyst
Burling Bank
01.2026 - Current
AML Business Analyst
Equitas Small Finance Bank
08.2022 - 09.2023
Master of Science - Computer And Information Sciences
Roosevelt University
Bachelor of Science - Electrical, Electronics And Communications Engineering
Jawaharlal Nehru Technological University