Summary
Overview
Work History
Education
Skills
Certification
Languages
Hobbies and Interests
Languages
Locations
Timeline
AdministrativeAssistant

Neha Shah

Los Angeles,CA

Summary

An ambitious and dedicated professional currently pursuing a Masters of Management degree at California Lutheran University. Possessing nearly three years and three months of experience in the finance sector, with notable roles held at prestigious institutions including JP Morgan Chase and Morgan Stanley. Demonstrated expertise in financial analysis, strategic planning, and client relationship management. Committed to furthering knowledge and skills in management and finance to drive success in future endeavors.

Overview

2
2
years of professional experience
1
1
Certification

Work History

Clearing Ops Analyst

Morgan Stanley
Mumbai
03.2022 - 08.2023
  • Perform reconciliation between Broker / Counterparty VS Client to ensure the client books are in line with respective brokers
  • Detailed investigation of the breaks and liaise with external clients and brokers for breaks resolution
  • Liaise with Internal team for breaks resolution and provide MIS reporting on break status
  • Undertake root cause analysis of regular breaks.

Financial Analyst In IMOS(Investment Middle Office Services) Trade Services

J.P. Morgan Chase
12.2021 - 03.2022
  • Management of workflow between upstream teams and handovers from Trade Capture / Asset Servicing / Derivatives Processing
  • Working in trade settlement process(pre-matching,same day,fails trade)
  • Facilitate the accurate and settlement of securities transactions across international markets.

Financial Analyst In Asset Servicing

J.P. Morgan Chase
10.2021 - 11.2021
  • Responsible for processing & validation of Income & Mandatory Corporate actions
  • Own issues related to the Announcement Capture Utility and ensure timely escalation to both Operational and Risk leads
  • Supervisory responsibilities for delivery of fund services trades operations BAU for the assigned location
  • Maintain mis reports on daily basis
  • Working in EMEA and GAM region
  • Validating every event from EDA WINS as well as from vendor sources also(Bloomberg,FTS,Telekars)

Business Development Executive

Motilal Oswal Financial Services
Mumbai
- 01.2021
  • Maintain day to day client management service for fund management and investment related products
  • Monitor client portfolio on mark to market basis
  • Focused on servicing as a dealer in cash and equity segment
  • Providing market updates and commentary to client base
  • Responsibility to bring business through advising the client to invest in capital market
  • Monitor the receipt of client and investor information through email.

Education

Master of Commerce : Banking Financial Services and Insurance -

University of Mumbai
08.2021

Certified Investment Banking Operations Finance -

Imarticus Learning Institute
05.2021

Bachelor of Commerce -

Nagindas Khandwala College
04.2019

Higher Secondary School Certificate Commerce -

The B.S.G.D. Junior College of Commerce arts and science
04.2016

Secondary School Certificate -

Aspee Nutan English Medium School
04.2014

Master of Science - Pursuing Masters of Science in Management

California Lutheran University
Thousand Oaks, CA

Skills

  • Microsoft office
  • Excel Proficiency
  • Financial Accountability
  • Finance
  • Financial Management
  • Trade life cycle
  • Derivatives
  • Asset Servicing
  • Product demonstration
  • Client Servicing
  • Team Coordination
  • Troubleshooting
  • Options trading
  • Risk Mitigation
  • Information Gathering
  • Report Preparation
  • Documentation and Reporting

Certification

  • Certificate of Financial Risk Analytics
  • Certificate of Master Business Finance: Learn Business Debt Management and More
  • Online Skill Development Program Microsoft Excel
  • Certificate of Excel Intermediate
  • Skill Development Program
  • Skill Development Program Accounting - CASH FLOW ANALYSIS
  • Skill Development Program Social Media Marketing Training
  • Casi - Street Volunteering
  • Gravitas - 2.0 New Dimensions of Learning

Languages

  • English - Full Professional Proficiency
  • Hindi - Full Professional Proficiency
  • Gujarati - Full Professional Proficiency
  • Marathi - Limited Working Proficiency

Hobbies and Interests

  • Following stock market
  • Badminton
  • Trekking

Languages

English
Full Professional
Hindi
Full Professional
Gujarati
Native/ Bilingual
Marathi
Professional

Locations

  • California, Los Angeles.

Timeline

Clearing Ops Analyst

Morgan Stanley
03.2022 - 08.2023

Financial Analyst In IMOS(Investment Middle Office Services) Trade Services

J.P. Morgan Chase
12.2021 - 03.2022

Financial Analyst In Asset Servicing

J.P. Morgan Chase
10.2021 - 11.2021

Business Development Executive

Motilal Oswal Financial Services
- 01.2021

Master of Commerce : Banking Financial Services and Insurance -

University of Mumbai

Certified Investment Banking Operations Finance -

Imarticus Learning Institute

Bachelor of Commerce -

Nagindas Khandwala College

Higher Secondary School Certificate Commerce -

The B.S.G.D. Junior College of Commerce arts and science

Secondary School Certificate -

Aspee Nutan English Medium School

Master of Science - Pursuing Masters of Science in Management

California Lutheran University
Neha Shah