Neha Shah
Los Angeles,CA
Summary
An ambitious and dedicated professional currently pursuing a Master of Management degree at California Lutheran University, with nearly three years and three months of experience in the finance sector. Notable roles have been held at prestigious institutions, including JP Morgan Chase and Morgan Stanley. I am well-versed in English, Hindi, Gujarati, and Marathi. Demonstrated expertise in financial analysis, strategic planning, and client relationship management. Committed to advancing knowledge and skills in management and finance to drive success in future endeavors.
Overview
4
4
years of professional experience
1
1
Certification
Work History
Clearing Ops Analyst
Morgan Stanley
Mumbai
03.2022 - 08.2023
- Reconciliation between Broker/Counterparty and Client was conducted to ensure alignment of client books with respective brokers.
- Detailed investigations of breaks were carried out, and external clients and brokers were engaged for breaks resolution.
- Internal teams were liaised with for resolving breaks, and MIS reporting on break status was provided.
- Root cause analysis of regular breaks was undertaken to identify and address underlying issues.
Financial Analyst In IMOS(Investment Middle Office Services) Trade Services
J.P. Morgan Chase
Mumbai
12.2021 - 03.2022
- The workflow between upstream teams and handovers from Trade Capture, Asset Servicing, and Derivatives Processing was managed effectively.
- Worked in the trade settlement process, including pre-matching, same-day settlements, and addressing failed trades.
- Facilitated the accurate settlement of securities transactions across international markets.
Financial Analyst In Asset Servicing
J.P. Morgan Chase
Mumbai
10.2021 - 11.2021
- Was responsible for processing and validating Income and Mandatory Corporate Actions.
- Owned issues related to the Announcement Capture Utility and ensured timely escalation to both Operational and Risk leads.
- Supervised the delivery of fund services trades operations BAU for the assigned location and maintained MIS reports on a daily basis.
- Worked in the EMEA and GAM regions, validating every event from EDA WINS as well as from vendor sources like Bloomberg, FTS, and Telekars.
Business Development Executive
Motilal Oswal Financial Services
Mumbai
09.2019 - 01.2021
- Maintained day-to-day client management service for fund management and investment-related products.
- Monitored client portfolios on a mark-to-market basis and provided market updates and commentary to the client base.
- Focused on servicing as a dealer in the cash and equity segments, advising clients to invest in the capital market to bring in business.
- Monitored the receipt of client and investor information through email and developed and implemented strategies to increase the customer base and drive revenue growth.
Education
Master of Science - Management
California Lutheran University
Thousand Oaks, CA11-2024
Master of Commerce - Banking Financial Services and Insurance
University of Mumbai
Mumbai05.2021
Certified Investment Banking Operations Finance - Derivatives, Asset management, Cash equities, Hedge funds, Bonds, Mutual funds, Capital markets, Corporate actions, End to end trade life cycle of listed and OTC products, Functions of Clearing and settlement systems, Fixed Income securities
Imarticus Learning Institute
05.2021
Bachelor of Commerce -
Nagindas Khandwala College
04.2019
Higher Secondary School Certificate - Commerce
The B.S.G.D. Junior College of Commerce Arts And Science
04.2016
Secondary School Certificate -
Aspee Nutan English Medium School
04.2014
Skills
- Microsoft office
- Excel Proficiency
- Financial Accountability
- Finance
- Financial Management
- Trade life cycle
- Derivatives
- Asset Servicing
- Product demonstration
- Client Servicing
- Team Coordination
- Troubleshooting
- Options trading
- Risk Mitigation
- Information Gathering
- Report Preparation
- Documentation and Reporting
Certification
- Certificate of Financial Risk Analytics
- Certificate of Master Business Finance: Learn Business Debt Management and More
- Online Skill Development Program Microsoft Excel
- Certificate of Excel Intermediate
- Skill Development Program Accounting - CASH FLOW ANALYSIS
- Skill Development Program Social Media Marketing Training
Timeline
Clearing Ops Analyst
Morgan Stanley
03.2022 - 08.2023
Financial Analyst In IMOS(Investment Middle Office Services) Trade Services
J.P. Morgan Chase
12.2021 - 03.2022
Financial Analyst In Asset Servicing
J.P. Morgan Chase
10.2021 - 11.2021
Business Development Executive
Motilal Oswal Financial Services
09.2019 - 01.2021
Master of Science - Management
California Lutheran University
Master of Commerce - Banking Financial Services and Insurance
University of Mumbai
Certified Investment Banking Operations Finance - Derivatives, Asset management, Cash equities, Hedge funds, Bonds, Mutual funds, Capital markets, Corporate actions, End to end trade life cycle of listed and OTC products, Functions of Clearing and settlement systems, Fixed Income securities
Imarticus Learning Institute
Bachelor of Commerce -
Nagindas Khandwala College
Higher Secondary School Certificate - Commerce
The B.S.G.D. Junior College of Commerce Arts And Science
Secondary School Certificate -
Aspee Nutan English Medium School
Similar Profiles
Stevland PoliteStevland Polite
Vice President Institutional Securities Technology at Morgan StanleyVice President Institutional Securities Technology at Morgan Stanley
Joshua WeinsteinJoshua Weinstein
Intern at Morgan StanleyIntern at Morgan Stanley
Heather CutlerHeather Cutler
Participant Relationship Manager at Morgan StanleyParticipant Relationship Manager at Morgan Stanley
Nikhil JarundeNikhil Jarunde
Project Manager at Morgan StanleyProject Manager at Morgan Stanley
CAROLYN HOEHNERCAROLYN HOEHNER
Strategic Account Director, Client Success at BoomPop, Inc.Strategic Account Director, Client Success at BoomPop, Inc.