Summary
Overview
Work History
Education
Skills
Certification
Interests
Timeline
Generic

Nicholas Jackson

West Des Moines,IA

Summary

Registered Principal with extensive industry expertise and exceptional written communication skills. Proven track record in ensuring regulatory compliance while delivering outstanding customer service. Highly disciplined and adept at making informed decisions in dynamic environments.

Overview

2
2
years of professional experience
1
1
Certification

Work History

Registered Principal

Cambridge Investment Research
Fairfield, IA
07.2022 - Current
  • Conduct a comprehensive suitability analysis to ensure regulatory adherence.
  • Collaborate with Regional Directors and Field Supervisors on a case-by-case basis to ensure compliance standards.
  • Provide subject matter expertise as it pertains to annuities, options, fixed income, and secondary markets.
  • Upheld core values in delivering exceptional customer service in a fast-paced, advisor-facing role.
  • Utilize industry and product-specific knowledge to make informed, discretionary decisions.

Education

Bachelor of Arts -

Simpson College
Indianola, IA
05-2020

Skills

  • Strong written communication
  • Deep industry knowledge
  • Experienced Options Trader
  • Economic forecasting
  • Strong Self-Discipline

Certification

  • SIE, Series 7, Series 24, CFA L1 (Pending)

Interests

  • Avid Fed watcher
  • Market Commentary
  • Digital Assets/Personal Finance

Timeline

Registered Principal

Cambridge Investment Research
07.2022 - Current

Bachelor of Arts -

Simpson College

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Nicholas Jackson