Nicholas Jackson
West Des Moines,IA
Summary
Registered Principal with extensive industry expertise and exceptional written communication skills. Proven track record in ensuring regulatory compliance while delivering outstanding customer service. Highly disciplined and adept at making informed decisions in dynamic environments.
Overview
2
2
years of professional experience
1
1
Certification
Work History
Registered Principal
Cambridge Investment Research
Fairfield, IA
07.2022 - Current
- Conduct a comprehensive suitability analysis to ensure regulatory adherence.
- Collaborate with Regional Directors and Field Supervisors on a case-by-case basis to ensure compliance standards.
- Provide subject matter expertise as it pertains to annuities, options, fixed income, and secondary markets.
- Upheld core values in delivering exceptional customer service in a fast-paced, advisor-facing role.
- Utilize industry and product-specific knowledge to make informed, discretionary decisions.
Education
Bachelor of Arts -
Simpson College
Indianola, IA05-2020
Skills
- Strong written communication
- Deep industry knowledge
- Experienced Options Trader
- Economic forecasting
- Strong Self-Discipline
Certification
- SIE, Series 7, Series 24, CFA L1 (Pending)
Interests
- Avid Fed watcher
- Market Commentary
- Digital Assets/Personal Finance
Timeline
Registered Principal
Cambridge Investment Research
07.2022 - Current
Bachelor of Arts -
Simpson College
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