Summary
Overview
Work History
Education
Skills
Certification
Languages
Timeline
Generic

Niel Brugal

Folly Beach,USA

Summary

Results-driven, multifaceted Financial Services Professional with extensive experience in business development, account management, team leadership, training, and sales management. Offer superior analytical and problem solving abilities; adept at providing hands-on leadership and direction in financial sales procedures and practices. Demonstrate ability to deliver unparalleled client service, improve processes, analyze complex issues, develop solutions, motivate teams, and attain major corporate performance / multi-million sales goals. Proficient in utilizing cutting edge sales methodologies to identify and capitalize on business development opportunities.

Overview

33
33
years of professional experience
1
1
Certification

Work History

Assistant Boys Varsity Lacrosse Coach

Bishop England High School
01.2023 - 01.2025

Instilled values of sacrifice, hard work, and teamwork leading to consistent success.

  • Developed strong player relationships for improved communication and teamwork on the field.

Securities Broker, Vice President

ICAP CAPITAL MARKETS LLC
01.1992 - 10.2021
  • Execute trades in high stress environment, with responsibility for identifying certain spreads or issues that maybe under or overvalued
  • Coordinate closely with customers and clients, while developing strong working and social relationships
  • Provide training and mentoring to junior brokers
  • Consistently exceed commission targets, while maintaining status as top 10% producer

Education

Bachelor's Degree - Business Management

UNIVERSITY OF MASSACHUSETTS
Amherst, MA

Skills

  • Financial Services Operations
  • Mortgage Sales
  • Account Management
  • Portfolio Management
  • Revenue Generation
  • Customer Service
  • Process Optimization
  • Goal Attainment
  • Regulatory Compliance
  • Securities Broker
  • Mortgage Products
  • Training

Certification

  • Series 55: Equity Trader Limited Representative
  • Series 6: Investment Company Representative
  • Series 63: Uniform Securities Agent State Law
  • Series 7: General Securities Representative

Languages

Spanish
Native or Bilingual

Timeline

Assistant Boys Varsity Lacrosse Coach

Bishop England High School
01.2023 - 01.2025

Securities Broker, Vice President

ICAP CAPITAL MARKETS LLC
01.1992 - 10.2021

Bachelor's Degree - Business Management

UNIVERSITY OF MASSACHUSETTS
  • Series 55: Equity Trader Limited Representative
  • Series 6: Investment Company Representative
  • Series 63: Uniform Securities Agent State Law
  • Series 7: General Securities Representative
Niel Brugal