ana smith
Milwaukee,Wisconsin
Summary
Experienced Compliance
Overview
3
3
years of professional experience
Work History
KYC/AML Investigator
Citi Bank
12.2018 - 01.2022
- Through System Global Solution Remote, Conducted KYC due diligence on 300+ customer accounts, ensuring 100% compliance with CIP and global onboarding standards
- Flagged and escalated discrepancies in 15% of onboarding cases, directly preventing potential regulatory breaches
- Partnered with audit and compliance teams to enhance reporting accuracy and control effectiveness, reducing reporting errors by 30%.
- Stayed up-to-date on emerging trends in financial crime, proactively adapting investigative strategies accordingly.
Skills
- AML Investigations & SAR Reporting
- Compliance Reporting
- Analytical thinking
- Strong written and verbal communication
- Attention to Detail
- Financial Crime Prevention
- Risk Assessment & Mitigation
- Fraud Detection and Prevention
- Cross-functional Team Collaboration
- Regulatory Framework (NIST CSF, ISO 27001, SOC 2, BSA/AML, OFAC, KYC, EDD, FinCEN)
- Data Integrity & Confidentiality
- Tools: Jira, MS Office Suite, Confluence, Salesforce, Google Workspace
- Transaction monitoring
- Internal controls
- Regulatory compliance
Timeline
KYC/AML Investigator
Citi Bank
12.2018 - 01.2022