Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Oluchi Olageshin

Euless,TX

Summary

Results-driven compliance and risk leader specializing in liquidity and financial services activities. Conduct risk assessments and monitoring while translating regulatory requirements into effective controls. Collaborate with cross-functional teams to manage inquiries, facilitate examinations, and provide insights on risk posture and remediation progress to senior leadership.

Overview

1
1
Certification
20
20
years of professional experience

Work History

SVP, Compliance- Global Liquidity and Cash Concentration

Citigroup
New York, NY
01.2024 - Current
  • Act as a compliance subject-matter resource providing strategic guidance and interpretation on complex rules, regulatory expectations, and internal compliance policies across business functions.
  • Conduct annual compliance risk assessments, evaluating inherent risk, control environments and residual risk and assigning appropriate risk ratings.
  • Develop and execute risk-based compliance monitoring and testing programs to evaluate control effectiveness, identify gaps and drive remediation of compliance issues.
  • Collaborate cross- functionally with Legal, Technology, Business Management, Operations, Finance, Risk and other control functions to assess and resolve regulatory and compliance issues impacting the business.
  • Conducted compliance reviews of new products and activities, assessing regulatory requirements and compliance risks throughout the product development lifecycle and prior to launch.
  • Evaluate policies and procedures to ensure controls are reasonably designed to achieve compliance with applicable laws, rules and regulations.
  • Research regulatory developments and support implementation of new or changing regulatory requirements through policies, procedures, controls and business processes.
  • Managed regulatory inquiries and examinations, coordinating responses with regulatory bodies and the 3rd Line of Defense (Internal Audit and Control Testing) to ensure compliance standards were met.
  • Identify control weaknesses and compliance issues, develop remediation actions and monitor issues through resolution and closure.
  • Prepared and presented monthly compliance risk and issue reports to senior and executive management, detailing risk posture, significant issues, and remediation status.

VP, Compliance – NAM Liquidity Management Services

Citigroup
12.2020 - 12.2023
  • Assessed new and amended regulatory requirements and supported implementation of policies, procedures and controls to address regulatory change and mitigate compliance risk.
  • Conducted compliance reviews and monitoring activities, identifying control gaps and recommending remediation steps.
  • Reviewed internal and external business communications for compliance with applicable policies, procedures and regulatory requirements.
  • Facilitated compliance training and regulatory education for business personnel and new employees, enhancing awareness of compliance obligations.
  • Applied knowledge of federal and state regulatory requirements, including California Consumer Privacy Act (CCPA), California Privacy Rights Act (CPRA), HIPAA, Fair Credit Reporting Act (FCRA), Telephone Consumer Protection Act (TCPA), CAN-SPAM, and other consumer-protection requirements.
  • Collaborated with business, legal, risk, and control functions to interpret regulatory requirements and develop operational responses.
  • Supported regulatory-change implementation by translating requirements into business procedures and controls.

AVP, Internal Audit – Finance

Citigroup
02.2016 - 12.2020
  • Planned and executed risk-based audits across financial and operational processes, evaluating the design and operating effectiveness of internal controls.
  • Audited areas including regulatory reporting, financial reporting, continuity of business, entitlements, management reporting, MSB/AML and manager control assessments.
  • Developed audit narratives, process flowcharts, audit programs, and risk matrices to document processes and assess risks and controls.
  • Performed risk assessments and assigned risk rankings that informed audit planning and frequency.
  • Analyzed control testing results to identify weaknesses, control gaps and opportunities for process improvement.
  • Prepared audit findings and recommendations and monitored remediation efforts to ensure timely implementation and closure.
  • Developed and implemented risk-based audit methodology and standardized audit documentation and workpapers.
  • Identified opportunities for automated and continuous testing to enhance monitoring of higher-risk processes.
  • Presented audit results, control issues and recommendations to senior management and audit governance committees.

Manager/Senior, Audit

Deloitte
New York
02.2007 - 09.2014
  • Planned and executed risk-based audits across financial and operational processes, evaluating the design and operating effectiveness of internal controls.
  • Performed risk assessments and assigned risk rankings that informed audit planning and frequency.
  • Prepared audit findings and recommendations, monitored timely implementation and closure of remediation efforts.
  • Presented audit results and control issues to senior management and audit governance committees, facilitating informed decision-making.
  • Analyzed control testing results to identify weaknesses, control gaps and opportunities for process improvement.
  • Developed risk-based audit methodology, standardizing documentation and workpapers to enhance audit consistency.
  • Developed audit narratives, process flowcharts, audit programs and risk matrices to document processes, risks and controls.
  • Identified opportunities for automated and continuous testing to improve ongoing monitoring of higher-risk processes.
  • Audited areas including regulatory reporting, financial reporting, continuity of business, entitlements, management reporting, MSB/AML and manager control assessments.

Education

Bachelor of Science - Economics

Igbinedion University
Nigeria

Skills

  • Regulatory change management
  • Compliance risk assessment
  • Regulatory impact analysis
  • GRC and control frameworks
  • Compliance monitoring and testing
  • Control design effectiveness
  • Risk and control self-assessment
  • Inherent and residual risk assessment
  • Control gap analysis
  • Issue management and remediation
  • Regulatory inquiries and examinations
  • Policy governance
  • Risk-based monitoring strategies
  • Governance reporting metrics
  • Cross-functional stakeholder management
  • Internal audit and SOX controls
  • Regulatory compliance
  • Regulatory Change Management
  • Risk assessments
  • Compliance monitoring

Certification

Certified Public Accountant (CPA) American Institute of Certified Public Accountants, Association of Chartered Certified Certified Accountants (ACCA), UK Chartered Accountant, Certified Anti-Money Laundering Specialist (CAMS), Certified Information Privacy Professional (CIPP) (In Progress)

Timeline

SVP, Compliance- Global Liquidity and Cash Concentration

Citigroup
01.2024 - Current

VP, Compliance – NAM Liquidity Management Services

Citigroup
12.2020 - 12.2023

AVP, Internal Audit – Finance

Citigroup
02.2016 - 12.2020

Manager/Senior, Audit

Deloitte
02.2007 - 09.2014

Bachelor of Science - Economics

Igbinedion University
Oluchi Olageshin