PAUL P. ANDREWS
Washington,DC
Summary
Dynamic Financial Markets Executive with more than 30 years' achievement in progressively broader responsible leadership positions at the forefront of national and international financial regulation. Adept at building consensus and fostering cooperative relationships across staff, government agencies, businesses, international regulators, and international organizations; consistently renowned for integrity in highly visible roles. Globally experienced leader who utilizes J.D. background to holistically conceptualize complex issues, rationally structure arguments, and uncover novel solutions.
Overview
27
27
years of professional experience
Work History
Managing Director, Research, Advocacy and Standards
CFA Institute
01.2021 - Current
- Responsible for overseeing the strategic direction of the research, advocacy and standards (RAS) function to position CFA Institute as an innovator and thought leader in investment management.
- Managed a global staff of 60 employees and advised on relevant domestic and international capital markets, financial technology, and sustainability developments.
- Developed and launched a think and do tank with measurable success.
- Developed comprehensive business plans, outlining long-term goals and actionable steps toward success.
- Cultivated a strong organizational culture built on integrity, accountability, and teamwork which resulted in higher retention rates among staff.
- Directed large-scale projects from inception to completion on time/budget with strict adherence to quality standards.
Secretary General
International Organization of Securities Commissions (IOSCO)
01.2016 - Current
- Responsible for directing IOSCO's strategic objectives and leading the General Secretariat
- Managed a staff of 32 employees and advised on relevant international regulatory policy developments
- Overhauled IOSCO's strategic focus and streamlined policy efforts.
Vice President & Managing Director - International Affairs
FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. (FINRA)
01.1998 - 01.2016
- Prudently administered a multimillion-dollar operating budget while directing all FINRA's international activities
- Managed six direct reports and improved oversight of international firms and markets.
- Cultivated strong relationships with key stakeholders, including regulators and legislators to promote collaboration and long-term success.
- Negotiated information-sharing Memoranda of Understanding with key regulatory bodies.
Senior Managing Director, Business Operations
NASDAQ EUROPE, LTD
01.2001 - 01.2002
- Developed and implemented new products and led strategic discussions on matters such as pricing strategies.
- Negotiated contracts with exchanges and large financial intermediaries, ensuring favorable terms for the organization while maintaining strong partnerships.
- Established strong relationships with external partners, fostering collaboration and expanding business opportunities.
- Mentored junior employees for professional development, resulting in improved performance and productivity.
Vice President, International Strategic Development
NASDAQ STOCK MARKET, INC.
01.2000 - 01.2001
- Played a key role in strategic planning and carried out comprehensive market research and analysis.
Chief of Staff
NASD, INC.
01.1998 - 01.1999
- Advised NASD's Chairman, CEO, and Senior Executives on diverse areas of regulatory policy.
Education
Juris Doctor (Securities Litigation) -
THE CATHOLIC UNIVERSITY SCHOOL OF LAW
Washington, DC01.1993
Bachelor of Arts (Economics) -
VILLANOVA UNIVERSITY
Villanova, PA01.1990
Skills
- Business Leadership
- Regulatory Agencies & Framework
- Strategic Partnerships
- Process Improvements
- Presentations
- Information Sharing
- Client Relationships
- Mentoring and training
- Strategic Planning
Boardmemberships
- Task Force on Emerging Risks and Ahead of the Curve Working Group, Chair, 2007-01-01, 2016-01-01
- FINRA International Advisory Working Group, Chair, 2008-01-01, 2016-01-01
- Mount Carmel House Advisory Council, Chair, 2005-01-01, 2016-01-01
Publications
- Gen Zers Are Coming of Age. How These Risk Lovers Will Change Investing, Barron's, 2024-06-14, https://www.barrons.com/articles/gen-z-investors-risk-advisors-26fe6c1e?mod=hp_COMMENTARY_1
- Can You Tell a 'Finfluencer' From a Flimflammer?, Kiplinger, 2024-06-03, https://www.kiplinger.com/personal-finance/can-you-tell-a-finfluencer-from-a-flimflammer
- Beware the Banking Industry's Diversionary Tactics on Basel, American Banker, 2024-04-16, https://www.americanbanker.com/opinion/beware-the-banking-industrys-diversionary-tactics-on-basel
- Will the Widespread Adoption of AI for Investments Present Risks to Economic Stability?, Institutional Investor, 2024-03-18, https://www.institutionalinvestor.com/article/2cy44mcztahg0wwldr7k0/opinion/will-the-widespread-adoption-of-ai-for-investments-present-risks-to-economic-stability
- SPACs: Will They Rise Again?, Nasdaq, 2024-02-14, https://www.nasdaq.com/articles/spacs-will-they-rise-again
- Chevron Deference: The Key to US Regulations That are Fit-for-Purpose, Nasdaq, 2024-01-24, https://www.nasdaq.com/articles/chevron-deference-the-key-to-us-regulations-that-are-fit-for-purpose
- SEC to Investment Funds: Quit Playing Games, Investment News, 2023-10-18, https://www.investmentnews.com/article/SEC-to-investment-funds-Quit-playing-name-games
- Does it Matter What Investors Think about ESG?, Nasdaq, 2023-08-18, https://www.nasdaq.com/articles/does-it-matter-what-investors-think-about-esg
- Congress Takes a Serious Swing at Crypto Legislation, Blockworks, 2023-08-05, https://blockworks.co/news/congress-crypto-legislation-dams
- The Great Inflation Unwind: Is the Breakage Point Just Beginning?, Nasdaq, 2023-06-13, https://www.nasdaq.com/articles/the-great-inflation-unwind%3A-is-the-breakage-just-beginning
- Fearless Girl: Is Finance Making Progress?, Top 1000 Funds, 2023-06-01, https://www.top1000funds.com/2023/06/fearless-girl-is-finance-making-progress
- Great Financial Crisis 2.0? Not Necessarily, If Policy Makers Act, Nasdaq, 2023-05-02, https://www.nasdaq.com/articles/great-financial-crisis-2.0-not-necessarily-if-policy-makers-act
- Why Comply with the CFA Institute Global ESG Disclosure Standards for Investment Products?, Nasdaq, 2023-04-05, https://www.nasdaq.com/articles/why-comply-with-the-cfa-institute-global-esg-disclosure-standards-for-investment-products
- Politicians Make Poor Asset Managers, Barron's, 2023-03-16, https://www.barrons.com/articles/politicians-make-poor-asset-managers-esg-pension-fund-3e3bba0e
- FTX: Putting the Cry in Crypto, Nasdaq, 2023-02-27, https://www.nasdaq.com/articles/ftx%3A-putting-the-cry-in-crypto
- The Great Inflation Unwind: Can We Avoid Breakage?, Nasdaq, 2022-12-21, https://www.nasdaq.com/articles/the-great-inflation-unwind%3A-can-we-avoid-breakage
- The Extreme Politics of Investment Management: How the Climate Debate May Kill Fiduciary Duty, Nasdaq, 2022-11-10, https://www.nasdaq.com/articles/the-extreme-politics-of-investment-management%3A-how-the-climate-debate-may-kill-fiduciary
- Crypto Regulation: Who's on First?, Nasdaq, 2022-09-26, https://www.nasdaq.com/articles/crypto-regulation%3A-whos-on-first
- Greenwashing and the Mis-Selling of ESG, Nasdaq, 2022-08-24, https://www.nasdaq.com/articles/greenwashing-and-the-mis-selling-of-esg
- Proxy Voting Advice Has Become the Latest Political Football, Barron's, 2022-08-04, https://www.barrons.com/articles/proxy-voting-sec-regulation-investing-51659559990
- Auto Enrollments in Secure Act 2.0 Linchpin for Improving Retirement System, Nasdaq, 2022-07-19, https://www.nasdaq.com/articles/auto-enrollments-in-secure-act-2.0-linchpin-for-improving-retirement-system
- Here's What Ethical Personal Trading in Congress Looks Like, According to CFA Institute, Fortune, 2022-04-14, https://fortune.com/2022/04/14/ethical-personal-trading-congress-equity-rules-cfa-institute-politics-lawmakers-investing-paul-andrews
Languages
English
Native or Bilingual
French
Professional Working
Spanish
Professional Working
Timeline
Managing Director, Research, Advocacy and Standards
CFA Institute
01.2021 - Current
Secretary General
International Organization of Securities Commissions (IOSCO)
01.2016 - Current
Senior Managing Director, Business Operations
NASDAQ EUROPE, LTD
01.2001 - 01.2002
Vice President, International Strategic Development
NASDAQ STOCK MARKET, INC.
01.2000 - 01.2001
Vice President & Managing Director - International Affairs
FINANCIAL INDUSTRY REGULATORY AUTHORITY INC. (FINRA)
01.1998 - 01.2016
Chief of Staff
NASD, INC.
01.1998 - 01.1999
Juris Doctor (Securities Litigation) -
THE CATHOLIC UNIVERSITY SCHOOL OF LAW
Bachelor of Arts (Economics) -
VILLANOVA UNIVERSITY
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