Peter Sauer
Milwaukee,WI
Summary
Experienced investment research analyst with a proven track record spanning over 15 years. Possessing exceptional analytical and reporting skills, adept at gathering and interpreting complex financial data to provide valuable insights and recommendations. Known for the ability to build strong relationships, successfully collaborating with colleagues and stakeholders to drive strategic decision-making and achieve desired outcomes.
Overview
16
16
years of professional experience
1
1
Certification
Work History
Senior SMA Research Analyst
Northwestern Mutual Wealth Management Company
12.2023 - Current
- Worked on revamping and building SMA program
- Including creating a recommended list of approximately 100 strategies for advisor use and educational pieces
- Served as sole analyst maintaining the list of recommended strategies on a quarterly basis
- Served as consultant for advisor questions about the SMA program and presented at various conferences
- Continued to serve as department lead on ESG research, as well as performance reporting on Advisory Programs.
Senior Research Analyst
Northwestern Mutual Wealth Management Company
10.2021 - 12.2023
- Conducted due diligence on all municipal bonds, emerging markets equity, and emerging markets debt mutual funds and ETFs in advisory programs
- Was the sole analyst responsible for their use on the recommended list and in prepacked models
- Served as department lead on ESG research and the ongoing due diligence of ESG models
- Conduct performance reporting for all company programs and models.
Research Analyst
Northwestern Mutual Wealth Management Company
02.2016 - 10.2021
- Conducted due diligence on all emerging market equity and municipal bond mutual funds in advisory programs
- Was the sole analyst responsible for their use on the recommended list and in prepacked models
- Served as department lead on ESG research and developed a prepacked ESG model
- Continued to serve as the gatekeeper for all eligible mutual funds, ETFs, closed-end funds, and separate account managers for advisory programs
- Created and maintained performance reporting for all company programs and models.
Investment Research Senior Specialist
Northwestern Mutual
10.2011 - 02.2016
- Advise and maintain prepackaged investment models for client use in advisory programs
- Maintain and update the recommended list of mutual funds, ETFs, closed-end funds, and separate account managers for advisory programs
- This includes ongoing due diligence and correspondence with various mutual fund families on products used in programs or that may potentially be used
- Track and create performance reports of advisory programs and individual Financial Representatives.
Investment Research Specialist
Northwestern Mutual
08.2008 - 10.2011
- Perform due diligence on ETFs, mutual funds, closed-end funds, and separate accounts
- Conduct on-site due diligence company visits, as well as quarterly conference calls
- Provide service and support to Financial Representatives.
Education
Bachelor of Science - Business Administration, Finance
Saint Louis University
St Louis, MO05.2008
Skills
- Microsoft Office Programs
- Morningstar Direct
- EVestment
Certification
- Chartered Financial Analyst
- CFA Certificate in ESG Investing
Timeline
Senior SMA Research Analyst
Northwestern Mutual Wealth Management Company
12.2023 - Current
Senior Research Analyst
Northwestern Mutual Wealth Management Company
10.2021 - 12.2023
Research Analyst
Northwestern Mutual Wealth Management Company
02.2016 - 10.2021
Investment Research Senior Specialist
Northwestern Mutual
10.2011 - 02.2016
Investment Research Specialist
Northwestern Mutual
08.2008 - 10.2011
- Chartered Financial Analyst
- CFA Certificate in ESG Investing
Bachelor of Science - Business Administration, Finance
Saint Louis University
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