Richard Murphy
Crestwood,IL
Summary
Talented professional considered knowledgeable leader and dedicated problem solver. Brings 25 years of valuable expertise to forward company objectives. Attentive to detail with experience in coordinating projects, programs and improvements.
Overview
30
30
years of professional experience
1
1
Certification
Work History
Sr Broker, Retail Desk Manager, Compliance Officer
Lakefront Futures And Options, LLC
10.2007 - Current
- Cultivated strong relationships with client, other brokers and branch offices.
- Advise trading strategies for clients to avert risk in markets.
- Helped clients navigate order flow transactions, complete paperwork for market exposure.
- Generated leads with qualified prospects, facilitating smooth account transactions.
- Oversee compliance supervision for branch offices both foreign and domestic.
- Managing over $100 million in client assets
Online Trading Manager
The Linn Group
03.1999 - 10.2007
- Developed key components for GTEXtrading platform which was the first to allow commodity and stock market trading.
- Led implementation of trade best practices for GTEX.
- Maintained full compliance and regulations by tracking and monitoring order flow.
- Received and executed high volume of orders with low margin of errors electronically and through the exchange.
Assistant Travel Desk Manager
First American Discount Corp
04.1998 - 03.1999
- Properly margined and maintained $15 million in client assets.
- Maintained professional demeanor by staying calm when addressing unhappy or angry customers.
- Receive and maintain order flow with low error margins
- Established team priorities, maintained schedules and monitored performance.
Table Games Floor Supervisor
Harrah's Casino
02.1994 - 03.1994
- Trained dealers in game procedures and strategies for accomplishing objectives to various casino games.
- Monitored chips purchases, table inventories and player win ratios.
- Watched closely to catch errors and notified surveillance of irregularities.
- Oversaw area games to maintain security and compliance.
- Conducted quarterly and annual performance appraisals and career development plans
- Interacted with guests to promote positive atmosphere by greeting with friendly tone and wishing good luck.
- Eliminated customer service issues by quickly resolving disputes and correcting problems.
Education
Bachelor of Arts - Radio And Television Broadcasting
Lewis University
Romeoville, IL01.1994
Skills
- Performance Management
- Business Development
- Operations Management
- Loss Prevention
- P&L Management
- Customer Retention
- Workflow Planning
Certification
Series 3 License
Working Out and Running
Love to work out or go for a run
Timeline
Sr Broker, Retail Desk Manager, Compliance Officer
Lakefront Futures And Options, LLC
10.2007 - Current
Online Trading Manager
The Linn Group
03.1999 - 10.2007
Assistant Travel Desk Manager
First American Discount Corp
04.1998 - 03.1999
Table Games Floor Supervisor
Harrah's Casino
02.1994 - 03.1994
Bachelor of Arts - Radio And Television Broadcasting
Lewis University
Series 3 License
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