Sara Yeo
Austin,TX
Summary
Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.
Overview
3
3
years of professional experience
Work History
Internal Audit Specialist
Charles Schwab
04.2021 - Current
- Conducted audits of various departments, including operations, lending, treasury, and compliance
- Led pre-planning and walkthrough meetings with business partners
- Created flow charts within Visio outlining bank processes relevant to the audit
- Performed Issue Analysis, Risk Mapping, Control Mapping, and Control Validations during the audit planning phase
- Prepared work papers, reports, and supporting documentation for audit findings within TeamMate +
- Utilized bank applications including Client Central, Automated Lending System (ALS), COSMOS, and Origins to assist with testing
- Sent out audit requests to business partners and managed ongoing communication to gather necessary documentation and information
- Maintained current knowledge of regulatory requirements and industry best practices to ensure compliance and maintain a proactive approach to risk management
- Performed detailed testing of financial transactions, ensuring accuracy, completeness, and adherence to policies and procedures.
Staff Auditor
Considine & Considine
01.2020 - 04.2021
- Utilize ProSystems fx Engagement and Checkpoint for audits, reviews, and compilations.
- Utilize ProSystems fx Trial Balance to prepare financials for tax returns
- Engage in fieldwork to discuss processes and controls with clients, observe inventory, and complete audit testing
- Complete numerous audits for diverse clients including Newbreak Church, iTan Franchising, California Constructors, and Investigative Newsource
- Utilize extensive knowledge of Excel for sampling documentation, financials, analytics, and amortization schedules
Education
Bachelor of Science - Accounting
University of San Diego
San Diego, CA12.2020
Skills
- Strong understanding of banking operations, regulations, and risk management principles
- Proficient in conducting internal audits, risk assessments, and control evaluations
- Knowledge of industry standards, including COSO and IIA standards
- Experience with audit software and banking applications
- Excellent analytical and problem-solving skills
- Strong attention to detail and ability to prioritize tasks
- Effective communication and presentation skills for conveying audit findings and recommendations
- Ability to work independently and collaboratively in a team environment
Timeline
Internal Audit Specialist
Charles Schwab
04.2021 - Current
Staff Auditor
Considine & Considine
01.2020 - 04.2021
Bachelor of Science - Accounting
University of San Diego
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