Summary
Overview
Work History
Education
Skills
Certification
Work Availability
Affiliations
Languages
Work Preference
Timeline
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Sarah Kocon

Sarah Kocon

Compliance Supervisor
Stillwater,MN

Summary

Compliance professional with strong foundation in regulatory adherence and risk management. Skilled in policy implementation, team collaboration, and fostering environment of continuous improvement. Known for reliability, adaptability, and results-driven approach. Strong communicator with expertise in developing and executing compliance programs to ensure organizational integrity.

Overview

7
7
years of professional experience
1
1
Certification

Work History

Compliance Supervisor

TriVerity, Inc.
10.2020 - Current
  • Developed targeted training materials to address specific areas of non-compliance identified during audits or routine monitoring activities.
  • Championed ongoing employee education on new regulations or policy updates regularly through well-crafted presentations or workshops tailored specifically for different audiences within the company.
  • Streamlined reporting processes by implementing efficient data collection systems, resulting in more accurate risk assessments.
  • Maintained open communication channels with regulators, facilitating a positive relationship between the organization and governing bodies.
  • Implemented effective record-keeping practices that streamlined access to essential documents during audits or investigations when needed quickly.
  • Investigated reported compliance incidents thoroughly, identifying root causes and implementing corrective actions swiftly.
  • Provided expert guidance on relevant regulations, ensuring the organization stayed up-to-date with changing industry standards.
  • Maintained a thorough understanding of relevant industry trends, using this knowledge to inform strategic decision-making and future compliance initiatives proactively.
  • Conducted thorough audits for improved risk management and mitigation strategies.
  • Enhanced regulatory compliance by developing and implementing comprehensive internal policies.
  • Monitored changes in legislation closely, adapting company policies as needed to maintain ongoing compliance efforts effectively.
  • Reduced operational risks by conducting regular training sessions for staff members on key compliance topics.
  • Advised division leaders of regulatory risks in business processed and provided recommendations for improvement.
  • Evaluated customer complaints, processes, and all other aspects of operations to assess compliance.
  • Liaised with clients to identify and target inefficiencies in areas of risks and business controls, process gaps and workflow discrepancies.
  • Supported marketing team in review and submission of regulatory articles and newsletters.
  • Established and monitored compliance procedures to provide consistent implementation across departments.

Paralegal

Brooks, Cameron & Huebsch PLLC
04.2018 - 08.2018
  • Reduced attorney workload by drafting routine legal documents such as pleadings, motions, and affidavits.
  • Assisted counsel in preparing answers, providing documentation, and information for discovery request.
  • Edited and proofread legal documents to verify accuracy.

Legal Administrative Assistant

Gurstel Law Firm, P.C
11.2017 - 04.2018
  • Supported multiple attorneys simultaneously by efficiently prioritizing tasks according to urgency or deadline requirements.
  • Streamlined legal processes by drafting and proofreading documents, ensuring accuracy and timely completion.
  • Generated pleadings and other legal documents for review by attorneys and paralegals.

Education

Associate of Applied Science - Paralegal

Minneapolis Business College
Roseville
12-2017

Skills

  • Legal research
  • Regulatory Compliance Oversight
  • Regulatory Compliance Assessments
  • Comprehensive Risk Assessments
  • Regulatory Compliance Documentation
  • Effective Project Management
  • Policy Enhancement
  • Regulatory Oversight
  • Strong Communication Skills
  • Flexible Problem-Solving

Certification

Credit and Collection Compliance Officer (CCCO) - ACA International

Work Availability

monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Affiliations

  • ACA International

Languages

English

Work Preference

Work Type

Full Time

Work Location

RemoteHybrid

Timeline

Compliance Supervisor

TriVerity, Inc.
10.2020 - Current

Paralegal

Brooks, Cameron & Huebsch PLLC
04.2018 - 08.2018

Legal Administrative Assistant

Gurstel Law Firm, P.C
11.2017 - 04.2018

Associate of Applied Science - Paralegal

Minneapolis Business College

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Sarah KoconCompliance Supervisor