Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Sarah Kocon

Stillwater,MN

Summary

Results-driven professional in regulatory compliance, adept at navigating complex compliance landscapes with high productivity and efficiency. Possess specialized skills in risk assessment, policy development, and regulatory reporting. Excel in communication, problem-solving, and leadership, ensuring seamless adherence to regulations and fostering ethical business practices.

Overview

7
7
years of professional experience
1
1
Certification

Work History

Compliance Supervisor

TriVerity, Inc.
Wyoming, MN
10.2020 - Current
  • Spearheaded the development and execution of 20+ targeted compliance training programs, significantly improving audit outcomes and reducing departmental risk exposure.
  • Designed and implemented efficient data collection and reporting systems, increasing audit preparation accuracy by 30%.
  • Maintained regulatory readiness by liaising directly with regulators, ensuring smooth audits and favorable agency interactions.
  • Conducted root cause investigations into compliance incidents, delivering actionable reports and corrective strategies that decreased repeat violations by 25%.
  • Authored and enhanced internal policies to maintain alignment with evolving federal and state regulations, supporting sustainable operational compliance.
  • Advised division leaders on regulatory risks embedded in operational processes, contributing to improved controls and risk mitigation strategies.
  • Delivered compliance monitoring, trend analysis, and reporting to senior leadership, driving data-driven decision-making and proactive compliance management.
  • Supported external communications by reviewing regulatory articles and materials in collaboration with the marketing team.

Intellectual Property Paralegal

Brooks, Cameron & Huebsch, PLLC
Minneapolis, MN
04.2018 - 08.2018
  • Drafted legal pleadings, motions, and affidavits, improving case preparation efficiency and reducing attorney review time.
  • Assisted in discovery processes by compiling and organizing responsive documentation, ensuring compliance with court-mandated deadlines.
  • Proofread and edited legal documents for accuracy, maintaining a high standard of professionalism and risk avoidance.

Legal Administrative Assistant

Gurstel Law Firm P.C.
Golden Valley, MN
12.2017 - 04.2018
  • Provided critical support to 5+ attorneys, balancing competing priorities and ensuring timely submission of legal documentation.
  • Drafted and edited pleadings, correspondence, and internal memoranda to streamline case workflows.
  • Monitored dockets of assigned cases in order to ensure compliance with all applicable laws and regulations.
  • Proofread documents before they were submitted or filed.
  • Reviewed and organized legal documents such as contracts, pleadings, motions and correspondence.

Education

Associate of Applied Science - Paralegal Studies

Minneapolis Business College
Roseville
12-2017

Skills

  • Regulatory compliance oversight
  • Policy writing
  • Data analysis
  • Risk assessment
  • Compliance training
  • Audit preparation
  • Effective communication
  • Legal research
  • Audit oversight
  • Regulatory examinations

Certification

  • Credit & Collections Compliance Officer - ACA International

Timeline

Compliance Supervisor

TriVerity, Inc.
10.2020 - Current

Intellectual Property Paralegal

Brooks, Cameron & Huebsch, PLLC
04.2018 - 08.2018

Legal Administrative Assistant

Gurstel Law Firm P.C.
12.2017 - 04.2018

Associate of Applied Science - Paralegal Studies

Minneapolis Business College

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Sarah Kocon