Saumya Raj

SOX Compliance and Quality Control:

• Led walkthroughs with process owners and reviewed SOX business process controls and General IT Controls (GITC).
• Conducted quality reviews and fostered strong relationships with Onshore teams.

Client Management and Business Development

• Managed portfolio of 15+ clients, overseeing resource allocation, and ensuring high-quality deliverables.
• Collaborated with US-based points of contact to understand client portfolios and identify new business opportunities.

Financial Management and Operations

· Oversaw resource scheduling and budgets, performing regular budget-to-actual analyses.

· Managed client invoicing and team time management, ensuring 100% budget adherence and timely project delivery.

Training and Development

• Delivered training sessions on DataSnipper to teams in India and the Middle East.
• Conducted firm-wide training on SOX compliance, Audit Boards, DataSnipper, and Workiva.

• Conducted quality reviews of control testing performed by the team, providing assistance with follow-up questions.
• Executed physical inventory audits at five locations, including those in the USA and Singapore.
• Built strong working relationships with engagement managers and onshore team members, improving project coordination.

• Prepared audit reports to ensure that findings and recommendations are objective, factual, and compliant with policies and standards.
• Reviewed flowcharts and conducted readiness testing.
• Acted as Scrum Master, enhancing team creativity and efficiency.

• Documented process narratives, Risk Control Matrices (RCM), and process flows.
• Conducted business controls testing, GITC testing, and GAP analysis to identify deficiencies in controls across various business processes for multiple clients.
• Executed an internal audit at a client site in China, identifying deficiencies, documenting findings, presenting them to management

• Assisted clients with SOC template completion.
• Conducted business process controls testing, detecting, and reporting deficiencies across different clients.

• Worked on anti-money laundering projects, prepared business flowcharts (Visio), and supported KYC processes.