Accomplished derivatives broker with 24 years of experience seeking employment within an industry-leading organization. With proven experience as a relationship builder, strategic negotiator, acting as a liaison to facilitate complex business partnerships between C-Suite clients and organizations to drive revenue.
● Developed and manage relationships with proprietary traders, hedge funds, energy companies, and financial institutions in the OTC market
● Hired and managed two employees to broker natural gas
● Worked with the Intercontinental exchange (ICE) and CME for trade reconciliation and trade breaks
● Responsible for day-to-day accounting and back-office operations
● Managed relationship with our Compliance and IT consultants to meet expectations required by the NFA
● Created operation manuals with compliance for cyber security, anti-money laundering, and ethics policy
● Business plan creation consisting of NFA registration, leasing space, purchasing of trade input software, communications system, and market data from CME and ICE to price trade structures
● Relationship manager across multiple institutions including, proprietary traders, hedge funds in the OTC market
● Leveraged relationships to gain access and referrals within each client firm
● Increased customer brokerage volume within the firm
● Expanded cross selling with internal brokers
● Increased customer base each year 10-15%
● Introduced and developed cross marketing between internal commodity desks within the firm
● Point person to facilitate execution of natural gas trading from cross marketing efforts
● Expanded customer base to meet bi- annual goals
● Consistently exceeded monthly brokerage goals by 200-350%
Series 3 license